At a Glance
- Tasks: Advise top financial institutions on complex regulatory matters and transactions.
- Company: Prestigious Silver Circle law firm in London with a strong reputation.
- Benefits: Competitive salary, professional development, and significant client exposure.
- Other info: Collaborative environment with opportunities to work directly with partners.
- Why this job: Join a dynamic team and make an impact in the financial services sector.
- Qualifications: 3-6 years' PQE in regulatory matters with strong buy-side experience.
The predicted salary is between 60000 - 80000 £ per year.
A highly regarded Silver Circle law firm is seeking a talented Associate or Senior Associate (3–6 years' PQE) to join its market-leading Financial Services Regulatory team in London. This is an excellent opportunity to join a growing and strategically important practice that advises many of the most sophisticated financial institutions, asset managers, private capital sponsors and fintech businesses in the market. The team is recognised for delivering commercially focused regulatory advice on complex, high-value domestic and cross-border matters.
The Team
- Asset managers and investment firms
- Private equity and private credit fund managers
- Hedge fund managers
- Banks and financial institutions
- Sovereign wealth funds
- Fintechs and technology providers
- E-money and payment services firms
- Wealth managers and family offices
The team works closely with corporate, finance, funds, disputes, employment and tax specialists across the firm, providing regulatory support on transactions, investigations, restructurings, product launches and ongoing advisory matters.
The Role
The successful candidate will work on a broad range of contentious and non-contentious financial services regulatory matters, including:
- Advising on FCA and PRA regulatory requirements
- Regulatory aspects of M&A, banking and financing transactions
- Regulatory due diligence and transaction support
- FCA authorisations, variations of permission and change in control applications
- Governance, systems and controls frameworks
- Senior Managers & Certification Regime (SM&CR) advice
- Market conduct and trading regulation matters
- Regulatory perimeter and licensing issues
- New product launches and strategic regulatory projects
- Outsourcing and operational resilience matters
The role offers significant client exposure, responsibility and the opportunity to work directly with partners on complex and high-profile mandates.
Candidate Profile
Applicants should have between 3 and 6 years' PQE gained within a leading private practice regulatory team and/or a recognised financial institution. Candidates should demonstrate experience in several of the following areas:
- Strong buy-side regulatory experience, with sell-side exposure advantageous
- Detailed knowledge of MiFID II, AIFMD and MAR
- Exposure to CRR and/or EMIR would be beneficial
- Advising institutional asset managers, private equity sponsors, private credit managers and hedge funds
- Conducting and managing regulatory due diligence exercises
- Drafting due diligence reports and reviewing transaction documentation, including SPAs and banking transaction documents
- Advising on regulatory perimeter issues, authorisation requirements and client money matters
- Managing FCA applications, notifications and regulatory change projects
- Advising on governance frameworks, systems and controls, and SM&CR requirements
For a confidential discussion and further information, please get in touch.
Financial Services Regulatory Associate/Senior Associate - Silver Circle firm in Slough employer: Invenio Global
Join a prestigious Silver Circle law firm in London, renowned for its collaborative and dynamic work culture that fosters professional growth and development. As part of the Financial Services Regulatory team, you will engage with high-profile clients and complex regulatory matters, benefiting from extensive mentorship and opportunities to advance your career in a supportive environment. The firm's commitment to excellence and innovation makes it an exceptional employer for those seeking meaningful and rewarding legal careers.
StudySmarter Expert Advice🤫
We think this is how you could land Financial Services Regulatory Associate/Senior Associate - Silver Circle firm in Slough
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join relevant groups on LinkedIn, and don’t be shy about reaching out to current employees at firms you’re interested in. We all know that sometimes it’s not just what you know, but who you know!
✨Ace the Informational Interview
If you can, set up informational interviews with professionals in the financial services regulatory space. This is your chance to learn more about the role and the firm while also making a great impression. We recommend preparing thoughtful questions that show your interest and knowledge of the field.
✨Showcase Your Expertise
When you get the chance to meet potential employers, make sure to highlight your relevant experience and skills. We suggest preparing specific examples of how you've tackled regulatory challenges or contributed to successful projects. This will help you stand out as a candidate who can hit the ground running.
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage with us directly. Let’s make this happen together!
We think you need these skills to ace Financial Services Regulatory Associate/Senior Associate - Silver Circle firm in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role. Highlight your relevant experience in financial services regulation and any specific knowledge of FCA and PRA requirements. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your skills can benefit our team. Keep it concise but impactful – we love a good story!
Showcase Your Achievements:Don’t just list your responsibilities; showcase your achievements! Whether it's a successful project or a complex regulatory issue you navigated, we want to know how you've made a difference in your previous roles.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Invenio Global
✨Know Your Regulatory Stuff
Make sure you brush up on your knowledge of FCA and PRA requirements, as well as MiFID II and AIFMD. Being able to discuss these topics confidently will show that you're not just familiar with the regulations but can also apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully navigated regulatory challenges or advised clients on complex matters. This will help demonstrate your hands-on experience and how it aligns with what the firm is looking for.
✨Understand the Firm's Clients
Research the types of clients the firm works with, such as asset managers and fintechs. Being able to speak about their needs and how you can contribute to their success will set you apart from other candidates.
✨Ask Insightful Questions
Prepare thoughtful questions about the team’s current projects or the firm's approach to regulatory changes. This shows your genuine interest in the role and helps you assess if the firm is the right fit for you.
