At a Glance
- Tasks: Advise top financial institutions on complex regulatory matters and transactions.
- Company: Prestigious Silver Circle law firm in London with a strong reputation.
- Benefits: Competitive salary, professional development, and significant client exposure.
- Other info: Collaborative environment with opportunities to work directly with partners.
- Why this job: Join a dynamic team and make an impact in the financial services sector.
- Qualifications: 3-6 years' PQE in regulatory practice with strong buy-side experience.
The predicted salary is between 60000 - 80000 £ per year.
A highly regarded Silver Circle law firm is seeking a talented Associate or Senior Associate (3–6 years' PQE) to join its market-leading Financial Services Regulatory team in London. This is an excellent opportunity to join a growing and strategically important practice that advises many of the most sophisticated financial institutions, asset managers, private capital sponsors and fintech businesses in the market. The team is recognised for delivering commercially focused regulatory advice on complex, high-value domestic and cross-border matters.
The Team
The Financial Services Regulatory practice advises a broad range of clients including:
- Asset managers and investment firms
- Private equity and private credit fund managers
- Hedge fund managers
- Banks and financial institutions
- Sovereign wealth funds
- Fintechs and technology providers
- E-money and payment services firms
- Wealth managers and family offices
The team works closely with corporate, finance, funds, disputes, employment and tax specialists across the firm, providing regulatory support on transactions, investigations, restructurings, product launches and ongoing advisory matters.
The Role
The successful candidate will work on a broad range of contentious and non-contentious financial services regulatory matters, including:
- Advising on FCA and PRA regulatory requirements
- Regulatory aspects of M&A, banking and financing transactions
- Regulatory due diligence and transaction support
- FCA authorisations, variations of permission and change in control applications
- Governance, systems and controls frameworks
- Senior Managers & Certification Regime (SM&CR) advice
- Market conduct and trading regulation matters
- Regulatory perimeter and licensing issues
- New product launches and strategic regulatory projects
- Outsourcing and operational resilience matters
The role offers significant client exposure, responsibility and the opportunity to work directly with partners on complex and high-profile mandates.
Candidate Profile
Applicants should have between 3 and 6 years' PQE gained within a leading private practice regulatory team and/or a recognised financial institution. Candidates should demonstrate experience in several of the following areas:
- Strong buy-side regulatory experience, with sell-side exposure advantageous
- Detailed knowledge of MiFID II, AIFMD and MAR
- Exposure to CRR and/or EMIR would be beneficial
- Advising institutional asset managers, private equity sponsors, private credit managers and hedge funds
- Conducting and managing regulatory due diligence exercises
- Drafting due diligence reports and reviewing transaction documentation, including SPAs and banking transaction documents
- Advising on regulatory perimeter issues, authorisation requirements and client money matters
- Managing FCA applications, notifications and regulatory change projects
- Advising on governance frameworks, systems and controls, and SM&CR requirements
For a confidential discussion and further information, please get in touch.
Financial Services Regulatory Associate/Senior Associate - Silver Circle firm in London employer: Invenio Global
Join a prestigious Silver Circle law firm in London, renowned for its collaborative and dynamic work culture that fosters professional growth and development. As part of the Financial Services Regulatory team, you will have the opportunity to work on high-profile cases with leading financial institutions, while benefiting from a supportive environment that prioritises employee well-being and offers a clear path for career advancement.
StudySmarter Expert Advice🤫
We think this is how you could land Financial Services Regulatory Associate/Senior Associate - Silver Circle firm in London
✨Network Like a Pro
Get out there and connect with people in the financial services regulatory space. Attend industry events, webinars, or even casual meet-ups. You never know who might have a lead on your dream job!
✨Show Off Your Expertise
When you get the chance to chat with potential employers, don’t hold back! Share your insights on FCA regulations or recent market trends. This will show them you’re not just another candidate, but someone who knows their stuff.
✨Leverage LinkedIn
Make sure your LinkedIn profile is up-to-date and reflects your experience in financial services regulation. Engage with posts related to the industry and connect with professionals from Silver Circle firms. It’s all about visibility!
✨Apply Through Our Website
Don’t forget to check out our website for openings! Applying directly through us can give you an edge, as we love seeing candidates who are proactive and genuinely interested in joining our team.
We think you need these skills to ace Financial Services Regulatory Associate/Senior Associate - Silver Circle firm in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Financial Services Regulatory role. Highlight your relevant experience, especially in regulatory matters and any specific regulations like MiFID II or AIFMD that you’ve worked with.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for our team. Share your passion for financial services regulation and how your background aligns with the needs of our clients.
Showcase Your Achievements:Don’t just list your responsibilities; showcase your achievements! Use specific examples of how you've successfully navigated complex regulatory issues or contributed to significant projects.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at Invenio Global
✨Know Your Regulatory Stuff
Make sure you brush up on your knowledge of FCA and PRA requirements, as well as MiFID II and AIFMD. Being able to discuss these topics confidently will show that you're not just familiar with the regulations but can also apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've handled regulatory matters, especially those related to asset management or private equity. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your contributions.
✨Understand the Firm's Clients
Research the types of clients the firm works with, such as fintechs and sovereign wealth funds. Tailor your responses to demonstrate how your experience aligns with their needs and how you can add value to their practice.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's approach to regulatory challenges and their strategic goals. This shows your genuine interest in the role and helps you assess if the firm is the right fit for you.
