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For Companies At a Glance
- Tasks: Lead compliance efforts, oversee regulatory reporting, and conduct staff training.
- Company: Join a dynamic firm in London focused on risk management and compliance.
- Benefits: Enjoy competitive pay, professional development opportunities, and a collaborative work environment.
- Why this job: Make a real impact by fostering a culture of compliance and supporting global initiatives.
- Qualifications: Degree in Finance, Accounting, or Law with 5+ years in compliance, preferably in financial services.
- Other info: Opportunity to work on cross-functional projects and develop regulatory IT solutions.
The predicted salary is between 48000 - 72000 £ per year.
The Compliance Manager will support the firm’s clients and business lines by implementing and maintaining a strong risk and compliance framework. Based in London, this role involves oversight of AML/ATF/APF compliance, regulatory reporting, training, and day-to-day monitoring activities. The Manager will contribute to group-wide compliance initiatives and help foster a culture of compliance across the organization.
Key Responsibilities
- Maintain and enhance the firm’s compliance and risk framework with a focus on AML/ATF/APF.
- Review KYC documentation for clients/investors of varying risk levels, including PEPs.
- Conduct staff training on regulatory requirements and internal procedures.
- Prepare AMLCO/MLRO reports and quarterly board updates.
- Investigate suspicious activities and prepare regulatory filings where necessary.
- Monitor client activity and oversee sanctions screening and audit processes.
- Support the development of regulatory IT solutions and implement corrective actions.
- Keep up to date with relevant legislation and ensure internal compliance processes remain aligned.
- Provide AML Officer services to fund/entity clients as needed.
Managerial & Team Duties
- Assess team resources, support recruitment and onboarding, and conduct performance reviews.
- Contribute to cross-functional compliance projects and global initiatives.
Qualifications
- Degree in Finance, Accounting, or Law, plus a compliance qualification (e.g., ACAMS).
- 5+ years in a compliance role within financial services, ideally with offshore experience.
- Strong understanding of high-risk activities, sanctions screening, and regulatory reporting.
- Proven ability to promote a compliance culture and support business operations.
Compliance Manager employer: Invenio Global
Contact Detail:
Invenio Global Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Network with professionals in the compliance field, especially those who have experience in financial services. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 2
Stay updated on the latest AML/ATF/APF regulations and compliance frameworks. Subscribe to relevant newsletters or join online forums where compliance professionals discuss current issues and share insights.
✨Tip Number 3
Consider reaching out to current or former employees of StudySmarter to gain insights into the company culture and expectations for the Compliance Manager role. This can help you tailor your approach during interviews.
✨Tip Number 4
Prepare to discuss specific examples from your past experience that demonstrate your ability to implement compliance frameworks and conduct training. Highlight any successful initiatives you've led that fostered a culture of compliance.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly in AML/ATF/APF. Use specific examples from your past roles that demonstrate your ability to implement and maintain compliance frameworks.
Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and risk management. Mention how your qualifications and experience align with the responsibilities of the Compliance Manager role, and showcase your understanding of the firm's needs.
Highlight Relevant Qualifications: Clearly state your degree and any compliance qualifications, such as ACAMS. Emphasise your 5+ years of experience in compliance within financial services, especially if you have offshore experience.
Showcase Soft Skills: In addition to technical skills, highlight your ability to promote a compliance culture and support business operations. Provide examples of how you've successfully trained staff or contributed to cross-functional projects.
How to prepare for a job interview at Invenio Global
✨Showcase Your Compliance Knowledge
Make sure to brush up on the latest AML/ATF/APF regulations and demonstrate your understanding of compliance frameworks. Be prepared to discuss specific examples from your past experience where you successfully implemented compliance measures.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about how you would handle suspicious activities or regulatory reporting issues, and be ready to explain your thought process.
✨Highlight Your Training Experience
Since the role involves conducting staff training, be ready to share your experiences in training others on compliance matters. Discuss any innovative methods you've used to engage staff and ensure they understand regulatory requirements.
✨Demonstrate Team Leadership Skills
As a Compliance Manager, you'll need to assess team resources and conduct performance reviews. Prepare to talk about your leadership style and how you've successfully managed teams in the past, especially in cross-functional projects.
