At a Glance
- Tasks: Lead compliance monitoring and provide regulatory guidance in a dynamic financial services environment.
- Company: A growing financial services business focused on consumer credit and compliance excellence.
- Benefits: Competitive salary, professional development, and opportunities for senior visibility.
- Why this job: Shape compliance culture and influence key decisions at Board level.
- Qualifications: Significant experience in FCA-regulated financial services and strong knowledge of consumer credit regulations.
- Other info: Join a diverse team committed to equal opportunities and career growth.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
We are looking for an experienced Compliance professional to take a leading role in ensuring robust regulatory oversight across a growing financial services business. With a focus on consumer credit, you will shape and deliver the compliance monitoring framework, provide regulatory guidance to senior stakeholders, and play a key role in maintaining a strong risk and compliance culture.This is an excellent opportunity for someone with proven consumer credit experience who is ready to step into a senior position with visibility at Board and Committee level. Key Responsibilities
- Lead the delivery of the Compliance Monitoring Plan, producing detailed reports and ensuring timely resolution of issues.
- Provide expert guidance on consumer credit regulation, Consumer Duty, AML and financial crime.
- Conduct regulatory horizon scanning, assessing impact and supporting implementation of new legislation.
- Draft and update compliance policies, frameworks, and procedures to ensure alignment with FCA requirements.
- Oversee regulatory reporting to the FCA and respond to ad-hoc queries.
- Provide compliance input on strategic business change and transformation projects.
- Manage and oversee complaints handling, risk events, and due diligence on third parties.
- Support the design and delivery of compliance training across the business.
- Prepare MI and regulatory updates for governance committees and the Board.
- Act as a trusted advisor to senior stakeholders, influencing decisions with a strong compliance perspective.
About you
- Significant experience in risk and compliance within FCA-regulated financial services, with a strong focus on consumer credit.
- Proven track record in compliance monitoring and assurance work.
- Strong knowledge of Consumer Duty, AML and financial crime obligations.
- Confident interpreting regulation and translating it into clear business guidance.
- Excellent communication skills, with the ability to influence at senior stakeholder level.
- Proactive mindset with strong attention to detail and sound judgment.
InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.
Complianc Business Partner employer: Interquest
Contact Detail:
Interquest Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Complianc Business Partner
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of Consumer Duty, AML, and financial crime regulations. Be ready to discuss how you've tackled compliance challenges in the past and how you can bring that experience to the table.
✨Tip Number 3
Don’t just wait for job openings to pop up! Keep an eye on our website and apply directly. We love seeing proactive candidates who take the initiative to reach out even when there’s no specific role advertised.
✨Tip Number 4
Showcase your communication skills during interviews. Practice explaining complex compliance concepts in simple terms, as this will demonstrate your ability to influence senior stakeholders effectively.
We think you need these skills to ace Complianc Business Partner
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Compliance Business Partner. Highlight your experience in consumer credit and compliance monitoring, and don’t forget to mention any relevant regulatory frameworks you’ve worked with.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Share specific examples of how you've influenced compliance decisions at a senior level and how you can bring that expertise to us.
Showcase Your Communication Skills: Since this role involves influencing senior stakeholders, make sure your application reflects your excellent communication skills. Use clear and concise language, and don’t shy away from showcasing your ability to translate complex regulations into business-friendly terms.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the recruitment journey!
How to prepare for a job interview at Interquest
✨Know Your Regulations
Make sure you brush up on the latest consumer credit regulations, including Consumer Duty and AML. Being able to discuss these topics confidently will show that you're not just familiar with the rules but can also apply them in a practical context.
✨Prepare Real-Life Examples
Think of specific instances where you've successfully implemented compliance measures or resolved regulatory issues. Sharing these stories will demonstrate your hands-on experience and problem-solving skills, which are crucial for the role.
✨Understand the Business Landscape
Research the company’s recent developments and challenges in the financial services sector. This knowledge will help you tailor your responses and show that you’re genuinely interested in how compliance fits into their overall strategy.
✨Practice Influencing Skills
Since you'll be advising senior stakeholders, practice articulating your thoughts clearly and persuasively. Role-playing scenarios with a friend can help you refine your communication style and boost your confidence for the interview.