At a Glance
- Tasks: Lead compliance for a new fintech initiative, building frameworks from scratch.
- Company: Join a leading UK fintech revolutionising banking infrastructure.
- Benefits: Enjoy hybrid working and potential for contract extension.
- Why this job: Shape compliance in a fast-paced environment with a high-trust team.
- Qualifications: Strong FCA/PRA knowledge and experience in fintech or regulatory environments required.
- Other info: This role offers a unique chance to influence and innovate from day one.
The predicted salary is between 42000 - 84000 Β£ per year.
Get AI-powered advice on this job and more exclusive features.This range is provided by InterQuest Group. Your actual pay will be based on your skills and experience β talk with your recruiter to learn more.Base pay range Direct message the job poster from InterQuest GroupPrincipal Consultant β Risk, Regulation and Compliance 6M FTC β likely to be extendedASAP STARTHybrid working β 1-2 days a week in the officeAre you a commercially minded compliance professional who\βs comfortable in the grey? I\βm working with a leading UK fintech that\βs building next-gen banking infrastructure β and they\βre looking for a Senior Compliance Manager to support a high-priority, fast-moving initiative.What\βs this about?This is not your typical BAU compliance role.You\βll be embedded in a handpicked, cross-functional team tasked with launching a new proposition aimed at corporate clients and non-regulated entities β think of it as a pilot unit, operating at speed, where you\βll help build the compliance framework from scratch.Your focus:Own and rework compliance standards for a brand-new propositionTranslate regulatory obligations into practical guidance (not blockers!)Be the key point of contact between the compliance function and build teamUnderstand the nuances of tech and different client typesTrack changes, redraft procedures, and support go-to-market activityInfluence stakeholders including the CCOYou\βll need to bring good judgement, a collaborative mindset, and the ability to operate with ambiguity β they want someone agile, low-ego, and positive. Someone who can \βhold the pen\β while the business moves fast.Must have:Strong understanding of FCA/PRA regs, including Payments Services Regs, BCOBS, SMCR, Consumer Duty, and moreExperience in fintech, challenger bank, or fast-paced reg environmentA track record in building or adapting compliance frameworksA commercial mindset: understanding how to enable , not restrictComfort working on propositions targeting non-regulated corporatesStrong communication skills and great judgementThis is a rare chance to join a small, high-trust team and shape something from day one β with the potential to carve out a long-term role as the proposition scales.Seniority level Seniority level Mid-Senior levelEmployment type Employment type ContractJob function Job function General BusinessIndustries Banking and Financial ServicesReferrals increase your chances of interviewing at InterQuest Group by 2xGet notified about new Compliance Manager jobs in London Area, United Kingdom .London, England, United Kingdom 1 week agoCompliance and Governance Officer, UK & Lloyd\βs London, England, United Kingdom 1 week agoRegulatory Compliance Manager (FinTech:PI/EMI) London, England, United Kingdom 6 days agoSenior Compliance Manager β Lloyd\βs Managing Agent London, England, United Kingdom 3 weeks agoCity Of London, England, United Kingdom 3 weeks agoLondon, England, United Kingdom 2 weeks agoLondon, England, United Kingdom 2 weeks agoLondon, England, United Kingdom 2 weeks agoLondon, England, United Kingdom 3 weeks agoManager, Compliance Operations, London COE London, England, United Kingdom 2 weeks agoCompliance Manager β Rapidly Expanding Hedge Fund Greater London, England, United Kingdom 4 days agoAssociate Manager, Compliance β London COE London, England, United Kingdom 2 weeks agoLondon, England, United Kingdom 5 days agoRegulatory Compliance Manager, Amazon Payments UK (Compliance) London, England, United Kingdom 1 week agoUK Senior Regulatory Compliance Manager β Equals Group London, England, United Kingdom 1 month agoLondon, England, United Kingdom 2 weeks agoSenior Compliance Officer (Compliance Testing) City Of London, England, United Kingdom Β£70,000.00-Β£80,000.00 1 week agoLondon, England, United Kingdom 2 months agoWe\βre unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Senior Compliance Manager - 6M FTC employer: InterQuest Group
Contact Detail:
InterQuest Group Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Senior Compliance Manager - 6M FTC
β¨Tip Number 1
Network with professionals in the fintech and compliance sectors. Attend industry events or webinars to connect with people who might have insights into the company culture and expectations for the Senior Compliance Manager role.
β¨Tip Number 2
Familiarise yourself with the latest FCA/PRA regulations and how they apply to fintech. Being able to discuss recent changes and their implications during your conversations will demonstrate your expertise and proactive approach.
β¨Tip Number 3
Prepare to showcase your experience in building or adapting compliance frameworks. Think of specific examples where you successfully navigated ambiguity and influenced stakeholders, as this aligns closely with what the company is looking for.
β¨Tip Number 4
Highlight your commercial mindset in discussions. Be ready to explain how compliance can enable business growth rather than restrict it, as this perspective is crucial for the role and will resonate well with the hiring team.
We think you need these skills to ace Senior Compliance Manager - 6M FTC
Some tips for your application π«‘
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Senior Compliance Manager position. Tailor your application to highlight your experience in building compliance frameworks and your understanding of FCA/PRA regulations.
Craft a Compelling CV: Your CV should clearly showcase your relevant experience in fintech or fast-paced regulatory environments. Emphasise your ability to operate with ambiguity and your commercial mindset, as these are key traits the company is looking for.
Write a Strong Cover Letter: In your cover letter, explain why you are the right fit for this role. Highlight specific examples of how you've successfully navigated compliance challenges in previous roles and how you can contribute to building a compliance framework from scratch.
Showcase Your Communication Skills: Since strong communication skills are essential for this role, consider including a section in your application that demonstrates your ability to influence stakeholders and collaborate effectively within cross-functional teams.
How to prepare for a job interview at InterQuest Group
β¨Understand the Role's Unique Challenges
This isn't your typical compliance role, so make sure you grasp the nuances of building a compliance framework from scratch. Be prepared to discuss how you would approach translating regulatory obligations into practical guidance that supports the business.
β¨Showcase Your Commercial Mindset
The company is looking for someone who can enable rather than restrict. Be ready to share examples of how you've successfully balanced compliance with commercial objectives in previous roles, especially in fast-paced environments like fintech.
β¨Demonstrate Strong Communication Skills
As a key point of contact between the compliance function and the build team, effective communication is crucial. Prepare to discuss how you've influenced stakeholders in the past and how you plan to maintain clear lines of communication in this role.
β¨Embrace Ambiguity and Agility
The role requires someone comfortable operating in grey areas. Be ready to provide examples of how you've navigated ambiguity in your previous positions and how you adapt quickly to changing circumstances while maintaining a positive attitude.