We’re working with a well-established UK bank looking to hire a Compliance Manager . This is a generalist compliance role with strong focus on compliance monitoring, regulatory guidance, MI reporting , and stakeholder engagement.
You’ll be supporting the Head of Compliance (SMF16), playing a key role in monitoring, advising, and enhancing the bank’s regulatory framework – all while ensuring good customer outcomes.
Key Responsibilities:
- Lead and deliver compliance monitoring reviews across regulated banking activities
- Conduct customer outcomes testing in line with Consumer Duty obligations
- Provide timely, practical regulatory advice across the business
- Prepare compliance MI and committee packs, and contribute to policy reviews
- Maintain registers (e.g. Conflicts of Interest, Gifts & Entertainment)
- Provide internal compliance training
✅ What We’re Looking For:
- Strong background in Compliance or Audit within financial services
- Hands-on experience with Compliance Monitoring
- Solid understanding of FCA regulations, especially the Consumer Duty
- Strong communication, analytical, and stakeholder management skills
- Attention to detail and a proactive mindset
- Ideally you\’ll have come from a retail banking background
Contact Detail:
InterQuest Group Recruiting Team