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For Companies At a Glance
- Tasks: Lead compliance monitoring and provide regulatory guidance to ensure customer satisfaction.
- Company: Join a well-established UK bank committed to regulatory excellence and customer outcomes.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Make a real impact on banking compliance while working in a supportive team culture.
- Qualifications: Strong background in Compliance or Audit, especially within financial services is essential.
- Other info: Ideal candidates will have retail banking experience and a proactive mindset.
The predicted salary is between 43200 - 72000 £ per year.
We’re working with a well-established UK bank looking to hire a Compliance Manager. This is a generalist compliance role with a strong focus on compliance monitoring, regulatory guidance, MI reporting, and stakeholder engagement. You’ll be supporting the Head of Compliance (SMF16), playing a key role in monitoring, advising, and enhancing the bank’s regulatory framework - all while ensuring good customer outcomes.
Key Responsibilities:
- Lead and deliver compliance monitoring reviews across regulated banking activities
- Conduct customer outcomes testing in line with Consumer Duty obligations
- Provide timely, practical regulatory advice across the business
- Prepare compliance MI and committee packs, and contribute to policy reviews
- Maintain registers (e.g. Conflicts of Interest, Gifts & Entertainment)
- Provide internal compliance training
What We’re Looking For:
- Strong background in Compliance or Audit within financial services
- Hands-on experience with Compliance Monitoring
- Solid understanding of FCA regulations, especially the Consumer Duty
- Strong communication, analytical, and stakeholder management skills
- Attention to detail and a proactive mindset
- Ideally you’ll have come from a retail banking background
Compliance Manager employer: InterQuest Group
Contact Detail:
InterQuest Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations, especially those related to Consumer Duty. This will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the banking and compliance sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities within their organisations.
✨Tip Number 3
Prepare to discuss specific examples of compliance monitoring reviews you've led or participated in. Highlight your analytical skills and how you've contributed to improving regulatory frameworks in previous roles.
✨Tip Number 4
Showcase your stakeholder management skills by preparing to discuss how you've effectively communicated compliance issues to various teams. Being able to illustrate your ability to engage with different stakeholders will set you apart.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and audit within financial services. Emphasise any hands-on experience with compliance monitoring and your understanding of FCA regulations, particularly the Consumer Duty.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and how your skills align with the key responsibilities of the role. Mention specific examples of your previous work that demonstrate your ability to lead compliance monitoring reviews and provide regulatory advice.
Highlight Stakeholder Engagement Skills: Since stakeholder engagement is crucial for this role, ensure you include examples of how you've successfully communicated and collaborated with various stakeholders in your previous positions. This will showcase your strong communication and analytical skills.
Proofread Your Application: Before submitting your application, take the time to proofread your CV and cover letter. Check for any spelling or grammatical errors, and ensure that all information is clear and concise. Attention to detail is key in compliance roles.
How to prepare for a job interview at InterQuest Group
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations, particularly the Consumer Duty. Be prepared to discuss how these regulations impact compliance monitoring and customer outcomes in your previous roles.
✨Showcase Your Experience
Highlight your hands-on experience with compliance monitoring and any relevant audits you've conducted. Use specific examples to demonstrate how you've successfully navigated compliance challenges in the past.
✨Engage Stakeholders
Since stakeholder engagement is key, think of examples where you've effectively communicated compliance issues or training to various teams. Be ready to explain how you build relationships and influence others in a compliance context.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your analytical skills and attention to detail. Practice articulating your thought process when faced with compliance dilemmas, focusing on how you ensure good customer outcomes.
