At a Glance
- Tasks: Lead audits and ensure effective control environments across global entities.
- Company: Join Intercontinental Exchange, a leader in financial markets and technology.
- Benefits: Enjoy competitive pay, professional development, and potential remote work options.
- Why this job: Be part of a dynamic team making a real impact in finance and risk management.
- Qualifications: Bachelor's degree in STEM or Business; certifications like ACA or CPA are a plus.
- Other info: Expect some travel (5-10%) for audits and training opportunities.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Job Purpose
The ICE Internal Audit Group consists of 80+ staff spread across locations (Atlanta, New York, Chicago, London, Jacksonville and Hyderabad), with 10 staff based in London. The London team is responsible for providing independent, reliable, and timely assurance over the effectiveness of the control environment across 9 entities based in London, Amsterdam, Singapore and Abu Dhabi. These entities are made up of exchanges, clearing houses, a trade repository, and a benchmark administrator.
Responsibilities
- Lead or participate in the development and execution of audit programs in accordance with Internal Audit methodologies and International Standards for the Professional Practice of Internal Auditing (IIA).
- Support issue validation and compilation of management reporting decks.
- Develop a thorough understanding of the Company's exchange and clearing operations.
- Complete audit assignments within established time frames and budgets.
- Communicate identified control deficiencies effectively to management.
- Maintain effective relationships with key business stakeholders.
- Contribute to drafting of findings for audit reports and participate in closing meetings with management to discuss findings and management's response.
- Travel to other locations as required for internal audit and training purposes (expected travel 5-10%).
Knowledge and Experience
- Bachelor's degree in a STEM or Business/Finance/Economics disciplines. Master's degree preferred.
- Professional certification (e.g., ACA, ACCA, CIMA, CIA, CPA, CFA, FRM) is a plus.
- Experience in an Internal Audit function within the financial services (e.g., bank, clearing house, exchange, consultancy) with focus on risk management and controls framework preferred.
- Good understanding of or prior experience with one or more of the following topics would be highly desired: Market infrastructure, enterprise risk management, treasury and liquidity management, capital adequacy and reporting, stress & scenario testing, back-testing, model risk management, counterparty credit risk management, data analytics.
- Must demonstrate quantitative, analytical and problem-solving skills.
- Excellent communication, organizational and time management skills, with attention to detail.
- Ability to execute multiple and multifaceted projects simultaneously.
- Must be proficient in Word, Excel, and PowerPoint.
- Fluency in English
- Ability to adapt in a high growth, rapidly evolving industry.
Internal Auditor - Intercontinental Exchange employer: Intercontinental Exchange
Contact Detail:
Intercontinental Exchange Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Auditor - Intercontinental Exchange
✨Tip Number 1
Familiarise yourself with the specific audit methodologies and international standards mentioned in the job description. Understanding these frameworks will not only help you during interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the internal audit field, especially those who work in financial services. Engaging with current employees or alumni from your university can provide insights into the company culture and expectations.
✨Tip Number 3
Stay updated on current trends in market infrastructure and risk management. Being knowledgeable about recent developments in these areas will show your enthusiasm for the industry and your readiness to contribute effectively.
✨Tip Number 4
Prepare to discuss your analytical and problem-solving skills in detail. Think of specific examples from your past experiences where you successfully identified issues and implemented solutions, as this will be crucial in demonstrating your fit for the role.
We think you need these skills to ace Internal Auditor - Intercontinental Exchange
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in internal auditing, particularly within financial services. Emphasise any professional certifications you hold and specific skills that align with the job description, such as risk management and data analytics.
Craft a Compelling Cover Letter: Write a cover letter that not only introduces yourself but also explains why you're a great fit for the Internal Auditor position at Intercontinental Exchange. Mention your understanding of their operations and how your background aligns with their needs.
Showcase Relevant Experience: In your application, provide examples of past audit assignments you've completed, especially those that demonstrate your ability to communicate control deficiencies and work with management. Use specific metrics or outcomes to illustrate your impact.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for an auditor role.
How to prepare for a job interview at Intercontinental Exchange
✨Understand the Company and Its Operations
Before your interview, make sure to research the Intercontinental Exchange and its various entities. Familiarise yourself with their exchange and clearing operations, as well as any recent news or developments in the financial services sector. This knowledge will help you demonstrate your genuine interest in the role and the company.
✨Showcase Your Audit Methodologies Knowledge
Be prepared to discuss your understanding of internal audit methodologies and the International Standards for the Professional Practice of Internal Auditing (IIA). Highlight any relevant experience you have in developing and executing audit programmes, as this will be crucial for the role.
✨Demonstrate Analytical Skills
Since the role requires strong quantitative and analytical skills, be ready to provide examples of how you've used these skills in previous positions. Discuss specific projects where you identified control deficiencies or contributed to risk management frameworks, showcasing your problem-solving abilities.
✨Prepare for Behavioural Questions
Expect behavioural questions that assess your ability to communicate effectively and maintain relationships with stakeholders. Prepare examples that illustrate your organisational skills, attention to detail, and ability to manage multiple projects simultaneously. This will help you convey that you're a good fit for the team.