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- Tasks: Support compliance management and regulatory relationships in a dynamic financial environment.
- Company: Join a leading global exchange with a commitment to compliance and innovation.
- Benefits: Gain valuable experience, competitive salary, and opportunities for professional growth.
- Why this job: Make an impact in the financial sector while enhancing your analytical and communication skills.
- Qualifications: Degree level education and experience in compliance within financial services.
- Other info: Collaborative team culture with opportunities to engage with regulators globally.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Job Purpose
The Compliance Analyst is responsible for assisting with the administration and management of ICE Clear Europe's regulatory relationships and in ensuring that ICE Clear Europe complies with all applicable regulations and internal policies.
The Compliance Analyst will also assist in the enhancement and implementation of ICE Clear Europe's risk-based Compliance Monitoring and Testing Programme. This will involve identifying relevant regulations; providing useful feedback into the maintenance of processes to prevent and detect gaps in compliance; monitoring systems of control that help to ensure compliance; aiding in the resolution of any gaps in compliance; and providing support in advising ICE Clear Europe on compliance issues that may arise from current and future plans.
The Compliance Analyst will have a basic working knowledge of regulation and corporate governance best practices, will be a professional of the highest standard and work diligently to complete their duties keeping in mind the objectives of ICE Clear Europe. The Compliance Analyst will be comfortable communicating with colleagues across all levels of the ICE group and delivering difficult messages when needed.
Responsibilities
- Provide analytical, supervisory and administrative support as well as assisting with the engagement with appropriate stakeholders at national and supranational regulators in the UK, EU and US (among other jurisdictions), including tracking, monitoring and organisation of initiatives
- Work with colleagues across ICE Clear Europe's business to ensure compliance with applicable regulatory and legislative requirements
- Keep abreast of all relevant regulations in respect of regulated clearing activities in the UK, EU and US (among other jurisdictions)
- Assist with the review and implementation of regulatory change in ICEU's business
- Undertake thematic compliance risk evaluations and control monitoring/testing as part of ICE Clear Europe's Compliance Monitoring and Testing Programme (CMTP)
- Participate in the enhancement of the CMTP
- Provide timely advice and guidance to stakeholders regarding regulatory requirements and related controls and procedures
- Manage the administration, collation and/or drafting of briefing notes, regulatory responses and reports relating to compliance with applicable requirements
- Work with colleagues across ICE Clear Europe's business to ensure regulatory developments are integrated/implemented into relevant documentation and processes
- Assess, review and enhance compliance processes to ensure they remain current and fit for purpose
- Manage and coordinate responses to periodic and ad hoc regulatory requests
- Assist with the administration of regulatory reports and submissions
- Manage discrete regulatory processes to delivery.
Knowledge and Experience
- Educated to degree level or equivalent experience
- Demonstrable compliance experience in the financial services space (e.g. clearinghouse, exchange, other market infrastructure provider, financial services provider or financial market participant)
- Excellent administrative, organisational and time management skills
- Excellent analytical and verbal/written communication skills
- Strong team player with good interpersonal skills
- Strong IT literacy skills
- Capable of managing and assisting with multiple business priorities at any one time
Desirable Knowledge and Experience
- Knowledge of clearinghouse operations and applicable regulatory standards is a plus
- CISI certification is advantageous
- Knowledge and experience in building End User Developed Applications (including in Microsoft Excel, Access, SQL etc.) is advantageous
Compliance Analyst - Intercontinental Exchange employer: Intercontinental Exchange
Contact Detail:
Intercontinental Exchange Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - Intercontinental Exchange
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those at ICE or similar companies. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulations and compliance processes. We recommend creating a cheat sheet of key points to discuss, so you're ready to impress when the questions come flying your way.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've tackled compliance issues in the past. We love seeing real-life scenarios where you've made a difference, so be ready to share those stories.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're genuinely interested in being part of the ICE Clear Europe team.
We think you need these skills to ace Compliance Analyst - Intercontinental Exchange
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your relevant experience in compliance and regulatory environments, especially in financial services. We want to see how your skills align with what ICE Clear Europe is looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for the team. Don’t forget to mention any specific regulations or compliance programmes you’ve worked with.
Show Off Your Analytical Skills: As a Compliance Analyst, analytical skills are key. In your application, provide examples of how you've used these skills in past roles. Whether it's through compliance monitoring or risk evaluations, we want to see your thought process in action!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details you need about the role and our company culture there!
How to prepare for a job interview at Intercontinental Exchange
✨Know Your Regulations
Make sure you brush up on the relevant regulations in the UK, EU, and US that pertain to compliance in financial services. Being able to discuss these confidently will show your understanding of the role and its responsibilities.
✨Showcase Your Analytical Skills
Prepare examples from your past experience where you've successfully identified compliance gaps or implemented monitoring processes. This will demonstrate your analytical abilities and how you can contribute to ICE Clear Europe's Compliance Monitoring and Testing Programme.
✨Communicate Effectively
Practice articulating complex compliance issues in a clear and concise manner. Since the role involves communicating with various stakeholders, being able to deliver difficult messages effectively is crucial.
✨Be a Team Player
Highlight your experience working collaboratively across teams. Share instances where you've worked with colleagues to ensure compliance or managed multiple priorities, as this will reflect your ability to fit into the team at ICE Clear Europe.
