At a Glance
- Tasks: Ensure compliance with regulations and support the development of a risk-based Compliance Programme.
- Company: Join a leading global financial services company with a strong commitment to compliance.
- Benefits: Competitive salary, healthcare coverage, and opportunities for professional growth.
- Other info: Dynamic work environment with a focus on teamwork and problem-solving.
- Why this job: Make a real impact in the financial sector while enhancing your compliance expertise.
- Qualifications: 7-10 years of experience in compliance and a solid understanding of financial regulations.
The predicted salary is between 89000 - 127000 £ per year.
Job Description
Job Purpose
The Compliance Manager is responsible for assisting in ensuring that the clearing house of the Intercontinental Exchange Group (ICE) in the Netherlands meets its regulatory requirements.
The Compliance Manager will support the Chief Compliance Officer in the design, development and execution of a risk-based Compliance Programme for ICE Clear Netherlands.
This will involve participation in the identification of relevant regulations; maintenance of policies and procedures to prevent and detect gaps in compliance; monitoring processes and systems of control; aiding in the resolution of any gaps in compliance; facilitation of training; and providing advice to business.
The Compliance Manager will have an excellent working knowledge of financial regulations and corporate governance requirements, will be a professional of the highest standard and work diligently to complete their duties keeping in mind the objectives and core competences of ICE.
Responsibilities
- Participate in the enhancement of the annual Compliance Programme and delivery of the Compliance Monitoring and Testing Programme.
- Evaluate the efficiency of controls and processes and make recommendations for improvements.
- Participate in the identification and assessment of possible compliance risks for (new) business and projects.
- Develop a thorough understanding of operations and associated (clearing & trading) business.
- Execution of corporate secretarial duties for the Board and/or sub-committees.
- Reporting to senior management and external regulatory bodies (including regulatory requests and audits) as appropriate.
- Support the oversight of members within the (Clearing) Rules Framework (e. g. onboarding process, monitoring, surveillance, investigations).
- Keep abreast of regulatory developments and develop compliance policies.
- Other duties as required including various administrative, project management and regulatory tasks and supporting the ICE organisation and businesses (including relevant affiliates).
- Knowledge and Experience
- Bachelor’s or Master’s degree
- 7-10 years of relevant experience
- Proven regulatory, compliance risk management and monitoring experience
- Good understanding of the financial markets, financial services regulation and corporate governance requirements
- Excellent communication, organization, and time management skills with appropriate attention to detail.
- Comfortable communicating with colleagues across all levels within the ICE Group
- Problem solving - proficient at identifying problems and working efficiently to resolve issues
- Preferred
- Knowledge of clearing operations and regulation
- Strong team player
- Enthusiastic and hands-on approach
- Analytical and structured way of working
- Netherlands Base Salary Range
The expected base salary for this role is between 89,000 - 127,000 EUR.
The base salary range does not include Intercontinental Exchange’s incentive compensation.
While we provide this range as general guidance, at ICE we compensate employees based on objective and gender-neutral criteria including skillset, qualifications and experience of the individual.
Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage.
Manager, Compliance in London employer: Intercontinental Exchange Holdings
As a Senior Analyst in the AML Counterparty Management team at ICE Futures Europe, you will be part of a dynamic and collaborative work culture that prioritises integrity and compliance. The company offers excellent employee growth opportunities through exposure to senior stakeholders and involvement in strategic initiatives, all while being located in a vibrant financial hub. With a commitment to continuous improvement and innovation, ICE Futures Europe provides a supportive environment where your expertise in financial crime management can thrive.
Contact Details:
Intercontinental Exchange Holdings Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Manager, Compliance in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Intercontinental Exchange Holdings looking for candidates who are engaged and informed.
We think you need these skills to ace Manager, Compliance in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Intercontinental Exchange Holdings. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Intercontinental Exchange Holdings
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Intercontinental Exchange Holdings’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
