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For Companies At a Glance
- Tasks: Lead regulatory reporting projects and ensure compliance with industry standards.
- Company: Join ICE Clear Europe, a leader in financial market infrastructure.
- Benefits: Enjoy flexible working options and a dynamic corporate culture.
- Why this job: Make an impact by navigating complex regulations and collaborating with industry authorities.
- Qualifications: A higher education qualification is essential; experience in regulatory reporting is a plus.
- Other info: Familiarity with business intelligence tools like Tableau is advantageous.
The predicted salary is between 48000 - 72000 £ per year.
The primary responsibility of this role is to ensure ongoing compliance with ICE Clear Europe’s (ICEU) regulatory reporting obligations, including CFTC Part 39, SFTR, and EMIR transaction reporting. The candidate will manage regulatory-focused projects within the department, including producing business requirements, reviewing & approving functional specifications, and user acceptance testing/validation of reporting deliveries. This requires comprehensive knowledge of ICEU's regulatory requirements, industry standards, and company policies, along with a good understanding of the project delivery lifecycle and coordination with ICE’s technology teams in Atlanta. The role requires understanding legislation underpinning regulatory reports and analyzing the impact of legislative changes. The candidate will represent ICEU in meetings with regulatory authorities such as the Bank of England, ESMA, and the CFTC, responding to complex and urgent requests. Active participation in industry groups like EACH and FIA is also expected. Experience with business intelligence tools like Tableau is a plus, as these are used for testing reporting changes and responding to regulators’ data requests.
Responsibilities
- Lead regulatory reporting initiatives, including planning, requirements gathering, testing, and execution.
- Provide guidance to development teams on new or modified reporting activities and issue resolution.
- Help automate ongoing reconciliation processes.
- Analyze legislative changes and assess their impact on reporting requirements.
- Maintain accurate records of compliance activities and regulatory interactions.
- Integrate business knowledge with reporting requirements to advise internal and external stakeholders.
- Work with risk, operations, and other departments to ensure compliance.
Knowledge and Experience
- Understanding of transaction flows, risk management, operational, and treasury processes is essential.
- Experience in regulatory reporting, especially EMIR, SFTR, CFTC 39.19, and ISO20022 CCP Supervisory Reporting, is required.
- Knowledge of MIFID II, MIFIR, or FRTB is a plus.
- Preferably, candidates will have a clearing background and a solid understanding of the regulatory landscape.
- Experience in finance, with the ability to quickly grasp complex business processes and data, is crucial.
- Project management skills and experience leading cross-functional teams are desirable.
- Knowledge of Futures and Options, including lifecycle and concepts, is essential.
- Familiarity with post-trade/clearing applications and energy/commodities markets is advantageous.
- An IT background with Business Intelligence skills, including proficiency in Tableau, SQL, or similar tools, is preferred.
Essential
- Higher education qualification
Desirable
- Training in IT development methodologies such as Agile or Waterfall
Regulatory Reporting Manager employer: Intercontinental Exchange Holdings, Inc.
Contact Detail:
Intercontinental Exchange Holdings, Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Manager
✨Tip Number 1
Familiarise yourself with the specific regulatory frameworks mentioned in the job description, such as CFTC Part 39, SFTR, and EMIR. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Engage with industry groups like EACH and FIA. Networking within these circles can provide insights into current trends and challenges in regulatory reporting, which could be beneficial during discussions with potential employers.
✨Tip Number 3
Brush up on your project management skills, especially in leading cross-functional teams. Being able to showcase your experience in managing regulatory-focused projects will set you apart from other candidates.
✨Tip Number 4
If you have experience with business intelligence tools like Tableau, make sure to highlight this in conversations. Being able to analyse data effectively is a key part of the role, and demonstrating your proficiency can give you an edge.
We think you need these skills to ace Regulatory Reporting Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Regulatory Reporting Manager position. Familiarise yourself with ICE Clear Europe's regulatory obligations and the specific reporting standards mentioned in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience in regulatory reporting, project management, and any familiarity with EMIR, SFTR, or CFTC regulations. Use specific examples that demonstrate your expertise in these areas.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your understanding of the regulatory landscape and your experience with compliance activities. Mention your ability to work with cross-functional teams and your knowledge of business intelligence tools like Tableau.
Highlight Relevant Skills: In your application, emphasise skills that are crucial for this role, such as project management, analytical abilities, and stakeholder collaboration. Make sure to mention any experience with legislative changes and how you've successfully navigated complex reporting requirements in the past.
How to prepare for a job interview at Intercontinental Exchange Holdings, Inc.
✨Know Your Regulations
Familiarise yourself with the specific regulatory requirements mentioned in the job description, such as CFTC Part 39, SFTR, and EMIR. Being able to discuss these regulations confidently will demonstrate your expertise and understanding of the role.
✨Showcase Project Management Skills
Prepare examples of past projects where you led regulatory reporting initiatives. Highlight your experience in planning, requirements gathering, and testing to show that you can manage complex projects effectively.
✨Understand the Technology
Brush up on your knowledge of business intelligence tools like Tableau and SQL. Be ready to discuss how you've used these tools in previous roles, especially in relation to testing reporting changes or responding to data requests from regulators.
✨Engage with Stakeholders
Think about how you have collaborated with different departments in the past. Be prepared to share examples of how you’ve worked with risk, operations, or technology teams to ensure compliance, as this is a key aspect of the role.
