Trade Surveillance Specialist: Market Integrity in Leeds
Trade Surveillance Specialist: Market Integrity

Trade Surveillance Specialist: Market Integrity in Leeds

Leeds Full-Time 29200 - 40880 £ / year (est.) No home office possible
Interactive Investor

At a Glance

  • Tasks: Monitor trading activities to ensure compliance and identify potential risks.
  • Company: Leading investment platform in the UK with a focus on market integrity.
  • Benefits: Starting salary of £29,200, pension plan, medical insurance, and generous leave.
  • Why this job: Join a dynamic team ensuring market integrity and compliance in trading.
  • Qualifications: CISI Level 3 or equivalent and experience in stockbroking or trading.
  • Other info: Great opportunity for career growth in a fast-paced environment.

The predicted salary is between 29200 - 40880 £ per year.

A leading investment platform in the UK is hiring a Trade Surveillance Representative for the Operations Risk & Control team. In this role, you will oversee trading activities to ensure compliance with regulatory obligations while identifying potential risks.

The ideal candidate has CISI Level 3 or equivalent and experience in the stockbroking or trading environment.

The position offers a salary starting from £29,200 along with comprehensive benefits including a pension plan, medical insurance, and generous leave.

Trade Surveillance Specialist: Market Integrity in Leeds employer: Interactive Investor

As a leading investment platform in the UK, we pride ourselves on fostering a dynamic work culture that prioritises compliance and integrity. Our employees benefit from comprehensive perks such as a competitive salary, pension plan, medical insurance, and generous leave, all while having ample opportunities for professional growth within the Operations Risk & Control team. Join us to be part of a forward-thinking organisation that values your contributions and supports your career development.
Interactive Investor

Contact Detail:

Interactive Investor Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Trade Surveillance Specialist: Market Integrity in Leeds

✨Tip Number 1

Network like a pro! Reach out to folks in the trading and stockbroking world. Attend industry events or join online forums to connect with potential employers and get insider info on job openings.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of regulatory obligations and market integrity. We recommend practising common interview questions related to trade surveillance so you can showcase your expertise confidently.

✨Tip Number 3

Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each one to stand out from the crowd.

✨Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way in leaving a positive impression. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.

We think you need these skills to ace Trade Surveillance Specialist: Market Integrity in Leeds

CISI Level 3
Regulatory Compliance
Risk Identification
Trading Activities Oversight
Stockbroking Experience
Trading Environment Knowledge
Analytical Skills
Attention to Detail

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in stockbroking or trading. We want to see how your skills align with the Trade Surveillance role, so don’t be shy about showcasing relevant achievements!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about market integrity and how your background makes you a perfect fit for our Operations Risk & Control team.

Showcase Your Qualifications: If you’ve got your CISI Level 3 or equivalent, make it stand out! We love seeing candidates who are committed to their professional development, so mention any additional certifications or training you've completed.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in our team!

How to prepare for a job interview at Interactive Investor

✨Know Your Regulations

Make sure you brush up on the key regulations that govern trading activities. Familiarise yourself with compliance obligations and how they impact market integrity. This will show your potential employer that you’re not just knowledgeable but also proactive about staying updated.

✨Showcase Relevant Experience

Prepare to discuss your previous roles in stockbroking or trading environments. Highlight specific examples where you identified risks or ensured compliance. This will help demonstrate your hands-on experience and how it aligns with the responsibilities of the Trade Surveillance Specialist role.

✨Ask Insightful Questions

During the interview, don’t hesitate to ask questions about the company’s approach to risk management and compliance. This shows your genuine interest in the role and helps you understand their expectations better. Plus, it gives you a chance to assess if the company culture fits you.

✨Demonstrate Analytical Skills

Be prepared to discuss how you analyse trading data and identify anomalies. You might even want to bring examples of tools or methods you’ve used in the past. This will illustrate your analytical mindset and problem-solving abilities, which are crucial for this position.

Trade Surveillance Specialist: Market Integrity in Leeds
Interactive Investor
Location: Leeds

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

>