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- Tasks: Monitor trading activities to ensure compliance and identify market abuse risks.
- Company: Leading investment platform in the UK with a focus on market integrity.
- Benefits: 8% employer pension contribution, private medical insurance, and generous annual leave.
- Why this job: Join a dynamic team ensuring fair trading practices and make a real difference.
- Qualifications: CISI Level 3 qualification or equivalent, plus experience in stockbroking or trading.
- Other info: Exciting opportunity for career growth in a fast-paced environment.
The predicted salary is between 36000 - 60000 £ per year.
A leading investment platform in the UK is seeking a Trade Surveillance Representative to join their Operations Risk & Control team. This role involves overseeing trading activities to ensure compliance with regulations and identifying market abuse risks.
The ideal candidate should have a CISI Level 3 qualification or equivalent and experience in stockbroking or trading.
Benefits include:
- 8% employer pension contribution
- private medical insurance
- ample annual leave
Trade Surveillance Specialist – Market Integrity in Leeds employer: Interactive Investor Plc
Contact Detail:
Interactive Investor Plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance Specialist – Market Integrity in Leeds
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with your own. This will help you stand out and show that you're genuinely interested in being part of their team.
✨Tip Number 3
Practice common interview questions related to trade surveillance and market integrity. Think about your past experiences and how they relate to the role. We want you to be ready to showcase your skills and knowledge!
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and take the initiative to reach out directly.
We think you need these skills to ace Trade Surveillance Specialist – Market Integrity in Leeds
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in stockbroking or trading. We want to see how your skills align with the Trade Surveillance Specialist role, so don’t be shy about showcasing your qualifications!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about market integrity and how your CISI Level 3 qualification makes you a perfect fit for our Operations Risk & Control team.
Showcase Your Compliance Knowledge: Since this role involves ensuring compliance with regulations, make sure to mention any relevant experience or knowledge you have in this area. We love candidates who can demonstrate their understanding of market abuse risks!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Interactive Investor Plc
✨Know Your Regulations
Make sure you brush up on the key regulations related to trade surveillance and market integrity. Familiarise yourself with the latest compliance standards and be ready to discuss how they apply to trading activities.
✨Showcase Your Experience
Prepare specific examples from your past roles in stockbroking or trading that highlight your ability to identify market abuse risks. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
✨Understand the Company’s Values
Research the investment platform and understand its mission and values. Be prepared to explain how your personal values align with theirs, especially in terms of compliance and ethical trading practices.
✨Ask Insightful Questions
Prepare thoughtful questions about the Operations Risk & Control team and the challenges they face. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.