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For Companies At a Glance
- Tasks: Provide practical legal advice on UK financial regulation and engage with various teams.
- Company: Join Interactive Brokers, a leading global financial services firm known for innovation.
- Benefits: Competitive salary, performance bonuses, hybrid work, and comprehensive health plans.
- Why this job: Make a real impact in financial regulation while working with cutting-edge technology.
- Qualifications: Qualified lawyer with 3-6 years of regulatory experience and strong communication skills.
- Other info: Dynamic team environment with excellent career growth and development opportunities.
The predicted salary is between 60000 - 75000 ÂŁ per year.
Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting‑edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron’s has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi‑national team and be a part of a company that simplifies and enhances financial opportunities using state‑of‑the‑art technology.
About the Role
We are looking for a regulatory lawyer to join our in‑house legal team at Interactive Brokers. You will provide practical, business‑focused advice on UK financial regulation, with a strong focus on the Consumer Duty, and product and disclosure requirements. The role involves working directly with compliance, risk, operations, and trading teams and requires the ability to manage your own workload independently. Support is available from senior lawyers on complex or novel matters. The role suits a lawyer who is intellectually curious about regulation, enjoys engaging directly with the business, and is motivated by translating regulatory requirements into practical outcomes.
What You Will Do
- Advise on the application of the FCA Handbook, UK MiFID II, and Consumer Duty in a live trading and brokerage environment
- Monitor and assess regulatory developments and translate them into timely, actionable advice ahead of implementation deadlines
- Advise on new product launches and changes to existing products, particularly where offered to retail clients
- Draft and review client‑facing documentation including terms of business, disclosures, and client communications
- Act as a key point of contact for regulatory queries across compliance, risk, operations, and trading teams
- Deliver training and guidance to business teams on regulatory requirements and developments
- Review work produced by junior team members and support their development
What We Are Looking For
Required
- A qualified lawyer (solicitor, barrister, or equivalent), with around three to six years of post‑qualification experience. We recognise that experience does not always follow a linear path and candidates who can demonstrate the right level of regulatory knowledge and judgment are encouraged to apply regardless of precise PQE.
- Solid working knowledge of the FCA Handbook, UK MiFID II, and Consumer Duty
- Experience advising on retail client matters, including product governance, disclosures, and client communications
- Ability to produce clear, practical advice and well‑drafted documents with limited supervision
Preferred
- Experience in a trading platform, brokerage, or comparable financial services environment
- A combination of private practice and in‑house experience
- Exposure to horizon scanning, regulatory change management, or front‑office advisory work
- Experience supervising or reviewing the work of junior lawyers
Location and hours
20 Fenchurch Street, London, EC3M 8AF
9 am – 6 pm, Monday – Friday (Hybrid model)
Benefits
- Career support and development
- Salary commensurate with experience
- Performance‑based discretionary cash bonus scheme
- Discretionary stock grant
- Group Life Assurance cover
- Group Income Protection
- Occupation pension scheme based on Gross earnings
- Hybrid working model*
- Above statutory annual leave, increasing with service
- We currently offer daily company‑paid lunch and healthy snack options throughout the day (when working from the office)
- Access to Private Medical Insurance, Dental Plan and/or Health Cash Plan (including dependants)
- * Corporate events
- Travel season ticket loans
- Cycle to work scheme.
*on successful completion of the probation period
Interactive Brokers is an Equal Opportunity Employer committed to offering employees a diverse, equitable and inclusive workplace. If you have what it takes to become part of our London office team, please apply today!
Interactive Brokers (UK) values in promoting, monitoring, implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.
Legal Counsel - Financial Regulation/Trading employer: Interactive Brokers
Contact Detail:
Interactive Brokers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal Counsel - Financial Regulation/Trading
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and financial sectors. Attend industry events or webinars where you can meet potential colleagues or employers. Remember, sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their approach to financial regulation and be ready to discuss how your experience aligns with their needs. We want to see that you’re genuinely interested in being part of our team!
✨Tip Number 3
Showcase your expertise! Bring examples of your previous work related to FCA Handbook or MiFID II to the interview. This will help us see how you can translate regulatory requirements into practical outcomes, which is key for the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our dynamic team at Interactive Brokers.
We think you need these skills to ace Legal Counsel - Financial Regulation/Trading
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience with UK financial regulation, especially the FCA Handbook and Consumer Duty. We want to see how your background aligns with our needs!
Showcase Your Legal Skills: When writing your application, emphasise your ability to produce clear, practical advice and well-drafted documents. We’re looking for someone who can communicate complex legal concepts in a straightforward way.
Be Yourself: Let your personality shine through in your application! We value intellectual curiosity and a proactive approach, so don’t hesitate to share your passion for regulatory law and how you engage with business teams.
Apply Through Our Website: For the best chance of success, make sure to apply directly through our website. This helps us keep track of your application and ensures it reaches the right people quickly!
How to prepare for a job interview at Interactive Brokers
✨Know Your Regulations
Make sure you brush up on the FCA Handbook, UK MiFID II, and Consumer Duty before your interview. Being able to discuss these regulations confidently will show that you're not just familiar with them, but that you can apply them in a practical context.
✨Showcase Your Experience
Prepare specific examples from your past work where you've successfully navigated regulatory challenges or advised on product governance. This will help demonstrate your ability to translate complex regulations into actionable advice, which is key for this role.
✨Engage with the Business
Highlight your experience working directly with compliance, risk, and trading teams. Be ready to discuss how you’ve collaborated with different departments to ensure regulatory compliance while supporting business objectives.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's approach to regulatory changes and how they integrate compliance into their trading operations. This shows your genuine interest in the role and helps you assess if the company culture aligns with your values.