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- Tasks: Provide expert regulatory guidance and manage compliance policies in a dynamic environment.
- Company: Leading global financial services firm with a strong reputation.
- Benefits: Hybrid working, competitive salary, and excellent benefits package.
- Why this job: Join a top firm and make a real impact on compliance in the financial sector.
- Qualifications: 5-7 years of compliance experience and strong knowledge of UK regulations.
The predicted salary is between 43200 - 72000 £ per year.
A leading global financial services firm is seeking a Senior Compliance Officer for a 12-month fixed-term contract in London. The successful candidate will provide expert regulatory guidance, manage compliance policies, and support cross-functional teams.
Ideal applicants will have:
- 5 to 7 years of experience in compliance within the retail financial services sector
- Strong knowledge of UK regulations
- Excellent analytical skills
This role allows for hybrid working with competitive benefits.
Regulatory Advisory Lead — UK Compliance (12m FTC) employer: Interactive Brokers Group, Inc.
Contact Detail:
Interactive Brokers Group, Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Advisory Lead — UK Compliance (12m FTC)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead on that perfect role.
✨Tip Number 2
Prepare for interviews by brushing up on UK regulations and compliance policies. We recommend creating a cheat sheet of key topics to discuss, so you can showcase your expertise and impress the hiring team.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website for the best chance at landing that job! We make it easy for you to showcase your skills and experience directly to the hiring managers. Let's get you that role!
We think you need these skills to ace Regulatory Advisory Lead — UK Compliance (12m FTC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, especially within the retail financial services sector. We want to see how your skills align with the job description, so don’t be shy about showcasing your relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Regulatory Advisory Lead role. We love seeing your personality come through, so feel free to share your passion for compliance and how you can contribute to our team.
Showcase Your Analytical Skills: Since this role requires excellent analytical skills, make sure to include examples of how you've used these skills in past roles. We’re looking for concrete instances where your analysis led to successful outcomes or improved compliance processes.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we stand for!
How to prepare for a job interview at Interactive Brokers Group, Inc.
✨Know Your Regulations
Make sure you brush up on the latest UK regulations relevant to the retail financial services sector. Being able to discuss specific regulations and how they impact compliance policies will show that you're not just familiar with the rules, but that you can apply them effectively.
✨Showcase Your Experience
Prepare to discuss your 5 to 7 years of experience in compliance. Think of specific examples where you've successfully managed compliance issues or implemented policies. This will help demonstrate your expertise and how you can add value to their team.
✨Cross-Functional Collaboration
Since the role involves supporting cross-functional teams, be ready to talk about your experience working with different departments. Highlight any successful projects where you collaborated with others to achieve compliance goals, as this shows your ability to work well in a team.
✨Analytical Skills in Action
Prepare to showcase your analytical skills by discussing how you've used data to inform compliance decisions. Bring examples of how your analytical approach has led to improved compliance outcomes, as this will resonate well with the interviewers looking for someone who can think critically.
