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- Tasks: Provide expert regulatory guidance and manage compliance policies in a dynamic environment.
- Company: Leading global financial services firm with a strong reputation.
- Benefits: Hybrid working, competitive benefits, and a supportive team culture.
- Why this job: Make a real impact in compliance while working with cross-functional teams.
- Qualifications: 5-7 years of compliance experience in retail financial services and strong analytical skills.
- Other info: Exciting opportunity for career growth in a fast-paced industry.
The predicted salary is between 43200 - 72000 £ per year.
A leading global financial services firm is seeking a Senior Compliance Officer for a 12-month fixed-term contract in London. The successful candidate will provide expert regulatory guidance, manage compliance policies, and support cross-functional teams.
Ideal applicants will have:
- 5 to 7 years of experience in compliance within the retail financial services sector
- Strong knowledge of UK regulations
- Excellent analytical skills
This role allows for hybrid working with competitive benefits.
Regulatory Advisory Lead — UK Compliance (12m FTC) in London employer: Interactive Brokers Group, Inc.
Contact Detail:
Interactive Brokers Group, Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Advisory Lead — UK Compliance (12m FTC) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on UK regulations and compliance policies. We recommend creating a cheat sheet of key topics to discuss, so you can showcase your expertise and impress those interviewers.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance at landing that dream job! We make it easy for you to find roles that match your skills and experience, so don’t miss out on the opportunity to join a leading firm.
We think you need these skills to ace Regulatory Advisory Lead — UK Compliance (12m FTC) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Regulatory Advisory Lead. Highlight your 5 to 7 years of experience in compliance and any specific knowledge of UK regulations that you have. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share examples of how you've provided regulatory guidance or managed compliance policies in the past. We love seeing your personality come through!
Show Off Your Analytical Skills: Since excellent analytical skills are key for this position, make sure to include specific instances where you've used these skills effectively. Whether it's analysing compliance data or developing strategies, we want to know how you tackle challenges!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we do!
How to prepare for a job interview at Interactive Brokers Group, Inc.
✨Know Your Regulations
Make sure you brush up on the latest UK regulations relevant to the retail financial services sector. Being able to discuss specific regulations and how they impact compliance policies will show that you're not just familiar with the rules, but that you can apply them effectively.
✨Showcase Your Experience
Prepare to discuss your 5 to 7 years of experience in compliance. Think of specific examples where you've successfully managed compliance issues or implemented policies. This will help demonstrate your expertise and how it aligns with what the firm is looking for.
✨Cross-Functional Collaboration
Since the role involves supporting cross-functional teams, be ready to talk about your experience working with different departments. Highlight any projects where you collaborated with other teams to achieve compliance goals, as this shows your ability to work well in a team environment.
✨Analytical Skills in Action
Prepare to showcase your analytical skills by discussing how you've used data to inform compliance decisions. Bring examples of how your analytical approach has led to improved compliance outcomes, as this will resonate well with the interviewers.
