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- Tasks: Manage compliance with FCA regulations and ensure all operations meet legal standards.
- Company: Join a global financial services organization committed to regulatory excellence.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and development.
- Why this job: Be part of a crucial team that shapes the company's integrity and compliance culture.
- Qualifications: Ideal candidates are detail-oriented, with a passion for regulatory frameworks and compliance.
- Other info: This role offers a chance to make a real impact in a fast-paced industry.
The predicted salary is between 36000 - 60000 £ per year.
Job Description Compliance Analyst – FCA Focused An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization’s adherence to FCA regulations and other compliance frameworks, including AML, Anti-Bribery and Corruption (ABC), sanctions, and data protection laws. Role and Responsibilities: Regulatory Compliance Management Oversee and manage compliance with obligations set by the Financial Conduct Authority (FCA), ensuring all business operations meet regulatory requirements Monitor regulatory developments, providing advice and guidance to internal teams on implications and required actions Prepare and submit required FCA filings, reports, and notifications within stipulated timelines Policy and Procedure Review Conduct periodic reviews and updates of company policies and procedures to ensure alignment with AML (Anti-Money Laundering), ABC (Anti-Bribery and Corruption), sanctions, and data protection regulations Identify and address potential gaps in policies, providing recommendations for remediation Ensure consistent communication of compliance policies and standards across the organization Compliance Monitoring and Testing Support the implementation and delivery of the annual compliance program, including …
Compliance Analyst employer: Intec Select
Contact Detail:
Intec Select Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarize yourself with the latest FCA regulations and compliance frameworks. Understanding the nuances of these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience with FCA regulations. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Stay updated on current events related to financial compliance, AML, and data protection laws. Being knowledgeable about recent developments will show your proactive approach and readiness for the position.
✨Tip Number 4
Prepare to discuss specific examples of how you've handled compliance issues in the past. Real-life scenarios can illustrate your problem-solving skills and understanding of compliance challenges.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of a Compliance Analyst, especially in relation to FCA regulations. Tailor your application to highlight relevant experience and knowledge in regulatory compliance.
Highlight Relevant Experience: In your CV and cover letter, emphasize any previous roles or projects where you managed compliance with financial regulations, AML, or data protection laws. Use specific examples to demonstrate your expertise.
Showcase Your Skills: Focus on skills that are crucial for this role, such as analytical thinking, attention to detail, and strong communication abilities. Provide examples of how you've used these skills in past positions.
Tailor Your Cover Letter: Write a personalized cover letter that addresses the specific requirements mentioned in the job description. Explain why you are passionate about compliance and how you can contribute to the organization’s adherence to FCA regulations.
How to prepare for a job interview at Intec Select
✨Understand FCA Regulations
Make sure you have a solid understanding of the Financial Conduct Authority (FCA) regulations. Be prepared to discuss how these regulations impact the organization and share examples of how you've ensured compliance in previous roles.
✨Showcase Your Analytical Skills
As a Compliance Analyst, analytical skills are crucial. Prepare to demonstrate your ability to analyze complex regulatory requirements and how you've applied this skill in past experiences. Use specific examples to illustrate your problem-solving capabilities.
✨Be Ready for Scenario Questions
Expect scenario-based questions that assess your decision-making process in compliance situations. Think about potential compliance challenges and how you would address them, particularly in relation to AML and Anti-Bribery and Corruption.
✨Highlight Communication Skills
Effective communication is key in compliance roles. Be ready to discuss how you've communicated compliance policies and procedures to various stakeholders. Provide examples of how you've ensured that everyone understands their responsibilities regarding compliance.
