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- Tasks: Lead regulatory filings and compliance reporting across multiple jurisdictions.
- Company: Global Financial Services firm with a strong reputation and growth focus.
- Benefits: Competitive salary, career development, and a dynamic work environment.
- Other info: Opportunity to mentor junior team members and drive continuous improvement.
- Why this job: Join a leading firm and make a real impact in regulatory compliance.
- Qualifications: Strong experience in regulatory compliance and stakeholder management skills.
The predicted salary is between 70000 - 90000 ÂŁ per year.
We are currently representing a leading global Financial Services firm in the appointment of high‑calibre professionals as part of a period of strategic growth and investment.
Our client operates at the intersection of corporate, fiduciary and regulatory services, partnering with private equity houses, investment managers and international financial institutions. Backed by long‑term institutional investment and an established global brand, the firm is scaling its capabilities, technology and international footprint.
This is an opportunity to join a business that combines the agility of a growth platform with the credibility, client base and governance of a market leader.
Key Responsibilities- Lead the preparation and submission of regulatory filings across multiple jurisdictions, ensuring accuracy and timeliness.
- Coordinate compliance reporting for Board and Committee forums, including AML and regulatory updates.
- Act as a central point of contact for cross‑functional compliance inputs, producing clear, governance‑ready outputs.
- Support the development and maintenance of compliance policies and AMLCO governance frameworks.
- Oversee and develop junior team members, ensuring high‑quality delivery and continuous improvement.
- Track remediation actions, audit findings and compliance activities, escalating risks where required.
- Strong regulatory compliance experience within financial services or a regulated environment.
- Experience preparing regulatory returns and governance reporting across multiple jurisdictions.
- Solid understanding of AML/CFT frameworks and governance structures.
- Ability to produce clear, high‑quality reporting for senior stakeholders and Boards.
- Strong stakeholder management skills, with confidence to challenge and influence.
- Organised, detail‑oriented and comfortable working in a fast‑paced, multi‑jurisdictional environment.
- Relevant qualifications (e.g. ICA, ACAMS) are an advantage.
Senior Manager Regulatory Compliance in London employer: Instant Impact
Contact Detail:
Instant Impact Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Manager Regulatory Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your regulatory compliance knowledge. Be ready to discuss your experience with AML/CFT frameworks and how you've tackled compliance challenges in the past. Show them you’re the expert they need!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Check out our website for openings that match your skills, especially in regulatory compliance. We’ve got some exciting roles waiting for you!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace Senior Manager Regulatory Compliance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your regulatory compliance experience and any relevant qualifications like ICA or ACAMS. We want to see how you fit into our world!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Senior Manager Regulatory Compliance role. Share specific examples of your past achievements and how they relate to the responsibilities listed in the job description.
Be Clear and Concise: When writing your application, keep it clear and to the point. We appreciate well-structured documents that are easy to read. Avoid jargon unless it's relevant to the role, and make sure to proofread for any typos or errors.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Instant Impact
✨Know Your Regulations
Make sure you brush up on the latest regulatory frameworks and compliance requirements relevant to the financial services sector. Being able to discuss specific regulations and how they impact the business will show that you're not just familiar with the basics, but that you’re genuinely engaged with the industry.
✨Prepare for Scenario Questions
Expect questions that ask you to describe how you've handled compliance challenges in the past. Prepare specific examples that highlight your problem-solving skills and ability to manage risks. Use the STAR method (Situation, Task, Action, Result) to structure your responses clearly.
✨Showcase Your Leadership Skills
As a Senior Manager, you'll need to demonstrate your ability to lead and develop a team. Be ready to discuss your experience in mentoring junior staff and how you've fostered a culture of compliance within your previous teams. Highlight any initiatives you've led that improved compliance processes.
✨Engage with Stakeholders
Strong stakeholder management is key for this role. Think about how you can illustrate your experience in influencing and challenging senior stakeholders. Prepare to discuss how you’ve effectively communicated complex compliance issues to non-compliance professionals in the past.