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- Tasks: Conduct internal audits and ensure compliance with regulations and corporate governance.
- Company: Join a leading global Financial Services firm with a strong reputation.
- Benefits: Permanent full-time role with competitive salary and growth opportunities.
- Other info: Flexible working hours and a chance to work with international teams.
- Why this job: Be part of a strategic growth phase in a dynamic and credible environment.
- Qualifications: 3+ years in compliance, internal audit experience preferred.
The predicted salary is between 55000 - 65000 £ per year.
We are currently representing a leading global Financial Services firm in the appointment of high-calibre professionals as part of a period of strategic growth and investment. Our client operates at the intersection of corporate, fiduciary and regulatory services, partnering with private equity houses, investment managers and international financial institutions. Backed by long-term institutional investment and an established global brand, the firm is scaling its capabilities, technology and international footprint.
This is an opportunity to join a business that combines the agility of a growth platform with the credibility, client base and governance of a market leader.
An opportunity has arisen for an Internal Auditor to join our Internal Audit function, with a particular focus on Compliance (Anti-Money Laundering and Financial Crime) and Corporate Governance. The role will operate as the third line of defence to monitor the design adequacy and operational effectiveness of our business policy frameworks, procedures and controls.
Key Responsibilities- Conduct internal audits as required by local and global regulators, testing the design and operational effectiveness of the Compliance and Corporate Governance controls.
- Assist the Senior Internal Audit Manager with ad hoc audits as and when required.
- Maintain robust internal audit methodology including audit documentation with clear terms of reference, working papers and reports.
- Escalate findings of the audits to key senior stakeholders with recommendations to remediate agreed actions.
- Maintain a system to monitor and track the agreed remedial actions, ensuring any control gaps are remediated in a timely manner.
- Conduct on an ongoing basis, a sample of file reviews of matters opened across all offices. The Internal Auditor will be responsible for testing compliance with policies and regulatory requirements.
- Assist in reporting findings of the file reviews to the relevant Money Laundering Reporting Officers and Chief Risk & Compliance Officer.
- Provide recommendations on improvements on Compliance policies and procedures.
- Carry out any other duties commensurate with the purpose of the role, including the performance of duties outside working hours when required and work in a flexible manner.
- Graduate with at least 3 years' experience in an international compliance function role with a focus on Compliance and financial crime; preferably in a law firm, professional services or financial services environment.
- Internal Audit experience and relevant qualifications are highly desirable.
- Previous experience of regulatory regimes in the Cayman Islands, Bermuda, BVI, UAE, Hong Kong and UK are highly desirable.
- Previous experience of Corporate Governance frameworks is desirable.
- Practical knowledge and experience of applying a risk based approach to Compliance.
- Knowledge of sanctions regimes, PEPs and other high-risk categories; understanding of complex corporate structures and SPVs.
- Excellent oral and written communication skills and ability to communicate with senior stakeholders and external regulators.
- Strong research and analytical skills and attention to detail.
- Strong observation skills.
- Ability to work independently and as part of a team.
- Ability to work under pressure and respond promptly to internal and external deadlines.
- Able to prioritise competing demands; excellent time management and organisational skills.
Internal Auditor in London employer: Instant Impact
Contact Detail:
Instant Impact Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Auditor in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend networking events, join relevant online forums, and don’t be shy about reaching out to professionals on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Internal Auditor role.
✨Ace the Interview
Prepare for your interviews by researching the company and understanding their compliance and governance frameworks. We recommend practising common interview questions and having examples ready that showcase your experience in financial crime and regulatory compliance. Confidence is key!
✨Follow Up
After your interview, don’t forget to send a thank-you email! It shows your appreciation and keeps you fresh in their minds. We suggest mentioning something specific from the interview to make it personal and memorable.
✨Apply Through Our Website
Make sure to check out our website for the latest job openings! Applying directly through our platform can give you an edge, as we often prioritise candidates who engage with us directly. Let’s get you that Internal Auditor position!
We think you need these skills to ace Internal Auditor in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Internal Auditor role. Highlight your experience in compliance and financial crime, and don’t forget to mention any relevant qualifications. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about this role and how your skills can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Skills: In your application, be sure to showcase your analytical skills and attention to detail. Mention specific examples of how you've successfully conducted audits or improved compliance processes in the past. We’re keen on seeing your problem-solving abilities!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values.
How to prepare for a job interview at Instant Impact
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance, especially around Anti-Money Laundering and Financial Crime. Familiarise yourself with the regulatory regimes in the Cayman Islands, Bermuda, BVI, UAE, Hong Kong, and the UK. This will show that you're not just a candidate, but someone who understands the landscape.
✨Showcase Your Audit Experience
Be ready to discuss your previous internal audit experiences in detail. Highlight specific audits you've conducted, the methodologies you used, and how you escalated findings to senior stakeholders. This is your chance to demonstrate your analytical skills and attention to detail.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your problem-solving abilities. Think about how you would handle a situation where you find a significant compliance issue. Prepare to explain your thought process and the steps you would take to remediate the issue effectively.
✨Communicate Clearly and Confidently
Since you'll be interacting with senior stakeholders and external regulators, practice articulating your thoughts clearly. Work on your oral and written communication skills, as these are crucial for the role. Consider doing mock interviews to build your confidence and refine your delivery.