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For Companies At a Glance
- Tasks: Conduct internal audits and ensure compliance with regulations and corporate governance.
- Company: Join a leading global Financial Services firm with a strong reputation.
- Benefits: Permanent full-time role with competitive salary and growth opportunities.
- Why this job: Be part of a strategic growth phase in a dynamic and credible environment.
- Qualifications: 3+ years in compliance, strong analytical skills, and excellent communication.
- Other info: Flexible working hours and a chance to make a real impact.
The predicted salary is between 55000 - 65000 £ per year.
We are currently representing a leading global Financial Services firm in the appointment of high-calibre professionals as part of a period of strategic growth and investment. Our client operates at the intersection of corporate, fiduciary and regulatory services, partnering with private equity houses, investment managers and international financial institutions. Backed by long-term institutional investment and an established global brand, the firm is scaling its capabilities, technology and international footprint. This is an opportunity to join a business that combines the agility of a growth platform with the credibility, client base and governance of a market leader.
An opportunity has arisen for an Internal Auditor to join our Internal Audit function, with a particular focus on Compliance (Anti-Money Laundering and Financial Crime) and Corporate Governance. The role will operate as the third line of defence to monitor the design adequacy and operational effectiveness of our business policy frameworks, procedures and controls.
Key Responsibilities
- Conduct internal audits as required by local and global regulators, testing the design and operational effectiveness of the Compliance and Corporate Governance controls.
- Assist the Senior Internal Audit Manager with ad hoc audits as and when required.
- Maintain robust internal audit methodology including audit documentation with clear terms of reference, working papers and reports.
- Escalate findings of the audits to key senior stakeholders with recommendations to remediate agreed actions.
- Maintain a system to monitor and track the agreed remedial actions, ensuring any control gaps are remediated in a timely manner.
- Conduct on an ongoing basis, a sample of file reviews of matters opened across all offices.
- The Internal Auditor will be responsible for testing compliance with policies and regulatory requirements.
- Assist in reporting findings of the file reviews to the relevant Money Laundering Reporting Officers and Chief Risk & Compliance Officer.
- Provide recommendations on improvements on Compliance policies and procedures.
- Carry out any other duties commensurate with the purpose of the role, including the performance of duties outside working hours when required and work in a flexible manner.
What is Necessary for Success
- Graduate with at least 3 years' experience in an international compliance function role with a focus on Compliance and financial crime; preferably in a law firm, professional services or financial services environment.
- Internal Audit experience and relevant qualifications are highly desirable.
- Previous experience of regulatory regimes in the Cayman Islands, Bermuda, BVI, UAE, Hong Kong and UK are highly desirable.
- Previous experience of Corporate Governance frameworks is desirable.
- Practical knowledge and experience of applying a risk based approach to Compliance.
- Knowledge of sanctions regimes, PEPs and other high-risk categories; understanding of complex corporate structures and SPVs.
- Excellent oral and written communication skills and ability to communicate with senior stakeholders and external regulators.
- Strong research and analytical skills and attention to detail.
- Strong observation skills.
- Ability to work independently and as part of a team.
- Ability to work under pressure and respond promptly to internal and external deadlines.
- Able to prioritise competing demands; excellent time management and organisational skills.
Internal Auditor employer: Instant Impact
Contact Detail:
Instant Impact Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Auditor
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out to professionals on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Internal Auditor role.
✨Ace the Interview
Prepare for your interviews by researching the company and understanding their compliance and governance frameworks. We recommend practising common interview questions and having examples ready that showcase your experience in financial crime and compliance. Confidence is key!
✨Follow Up
After your interview, don’t forget to send a thank-you email! It shows your appreciation and keeps you fresh in their minds. We suggest mentioning something specific from the interview to make it personal and memorable.
✨Apply Through Our Website
Make sure to apply through our website for the best chance at landing that job! We’ve got all the latest openings and applying directly can sometimes give you an edge. Plus, it’s super easy to keep track of your applications!
We think you need these skills to ace Internal Auditor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Internal Auditor role. Highlight your experience in compliance and financial crime, and don’t forget to mention any relevant qualifications. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about this role and how your skills can benefit us. Be specific about your experience with corporate governance and regulatory frameworks – we love details!
Showcase Your Communication Skills: Since this role involves liaising with senior stakeholders, make sure your written application reflects your excellent communication skills. Keep it clear, concise, and professional. We appreciate a well-structured application that’s easy to read!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Instant Impact
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance, especially around Anti-Money Laundering and financial crime. Familiarise yourself with the regulatory regimes mentioned in the job description, like those in the Cayman Islands and UK, so you can confidently discuss them during the interview.
✨Showcase Your Audit Experience
Be ready to talk about your previous internal audit experiences. Prepare specific examples where you tested compliance controls or escalated findings to senior stakeholders. This will demonstrate your hands-on experience and understanding of the role's responsibilities.
✨Communicate Clearly
Since excellent communication skills are a must, practice articulating your thoughts clearly and concisely. You might be asked to explain complex concepts, so think about how you can simplify your explanations for different audiences, including senior stakeholders.
✨Demonstrate Your Analytical Skills
Prepare to showcase your research and analytical skills. Think of instances where you've had to analyse data or assess risks in compliance frameworks. Being able to provide concrete examples will help illustrate your attention to detail and problem-solving abilities.