Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead regulatory analysis and support UK FM business with compliance and risk management.
- Company: ING Investment Banking is a global leader in financial markets, offering innovative services to clients worldwide.
- Benefits: Enjoy a full-time role with opportunities for professional growth and networking in the finance industry.
- Why this job: Join a dynamic team focused on regulatory challenges and make a real impact in financial markets.
- Qualifications: Degree educated with 6+ years in Financial Markets; strong understanding of UK regulations required.
- Other info: This is an executive-level position with potential for significant career advancement.
The predicted salary is between 43200 - 72000 £ per year.
UK FM Regulation & Non-Financial Risk (Secondment)
Join to apply for the UK FM Regulation & Non-Financial Risk (Secondment) role at ING Investment Banking.
Overview
Financial Markets (FM) is the Bank’s gateway to professional markets worldwide, servicing ING’s clients with products, services, and guidance. FM aims to be a market leader and challenger in major international markets, with expertise in emerging markets and specific products.
The ING Financial Markets Center of Expertise (CoE) Regulatory acts as the front office\’s single access point for regulatory programs. The CoE manages regulatory deliverables, maintains stakeholder relationships, and stays updated on new regulations. It is organized around four pillars: regulatory outlook and advice, regulatory deliverables, non-financial risk and control, and data management.
The Role
We seek a Regulation & Non-Financial Risk Vice President to join the UK FM CoE Regulation and Non-Financial Risk team. Responsibilities include:
- Leading UK FM regulatory horizon scanning and impact analysis, presenting findings for review, and advising on regulatory implementation projects.
- Interpreting emerging UK regulatory developments in the context of UK FM business and managing associated Non-Financial Risks.
- Supporting prioritization of regulatory obligations and ensuring risk tolerance adherence within UK FM.
- Providing regulatory support and insights to the UK FM business, representing the team in industry bodies like AFME, UK Finance, and ICMA.
- Identifying and escalating misconduct related to Sales & Trading activities, including rogue trading, aligning with Conduct Risk frameworks.
- Assisting the UK FM business lines to operate within risk parameters and strengthening control standards.
Candidate Profile
- Degree educated with 6+ years’ experience in Front Office Financial Markets; professional qualifications in legal, regulatory, compliance, accounting, or consulting are a plus.
- Strong understanding of UK regulatory and legislative obligations, including the Financial Services and Markets Act, FCA Handbook, PRA Rulebook, HM Treasury regulations, and legislation.gov.uk.
- Proactive, self-motivated, persuasive, and collaborative team player.
- Excellent analytical, communication, and presentation skills, with experience managing conduct and non-financial risk.
- Ability to work independently, escalate issues appropriately, and consider the bigger picture.
- Resilient under pressure, aligned with ING values, and eager to bring innovative solutions.
Additional Details
- Seniority level: Executive
- Employment type: Full-time
- Job function: Finance and Sales
- Industry: Investment Banking
Referrals can increase your chances of interviewing at ING Investment Banking. Get notified about new jobs in London, UK.
#J-18808-Ljbffr
UK FM Regulation & Non-Financial Risk (Secondment) employer: ING Investment Banking
Contact Detail:
ING Investment Banking Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land UK FM Regulation & Non-Financial Risk (Secondment)
✨Tip Number 1
Network with professionals in the financial markets sector, especially those who have experience with UK regulations. Attend industry events or webinars to connect with potential colleagues and learn more about the role.
✨Tip Number 2
Stay updated on the latest UK regulatory developments by following relevant news sources and regulatory bodies. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed non-financial risks in previous roles. Highlight your analytical skills and ability to interpret complex regulations, as these are crucial for the position.
✨Tip Number 4
Familiarise yourself with ING's values and culture. Tailor your conversations during networking or interviews to reflect how your personal values align with theirs, showcasing your fit for the team.
We think you need these skills to ace UK FM Regulation & Non-Financial Risk (Secondment)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial markets and regulatory compliance. Emphasise your understanding of UK regulatory obligations and any specific projects you've led that align with the role.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss how your skills and experiences make you a perfect fit for the responsibilities outlined, particularly in leading regulatory horizon scanning and managing non-financial risks.
Showcase Relevant Qualifications: If you have professional qualifications in legal, regulatory, or compliance fields, be sure to mention these prominently. Highlight any specific training or certifications that relate directly to the job requirements.
Prepare for Potential Questions: Think about the key responsibilities of the role and prepare answers to potential interview questions. Be ready to discuss your experience with regulatory frameworks and how you've handled non-financial risks in previous roles.
How to prepare for a job interview at ING Investment Banking
✨Know Your Regulations
Make sure you have a solid understanding of UK regulatory frameworks, especially the Financial Services and Markets Act and FCA Handbook. Be prepared to discuss how these regulations impact the Financial Markets sector and your previous experiences with compliance.
✨Showcase Analytical Skills
Prepare examples that demonstrate your analytical abilities, particularly in relation to regulatory horizon scanning and impact analysis. Highlight any past experiences where you successfully interpreted complex regulations and provided actionable insights.
✨Demonstrate Team Collaboration
ING values collaboration, so be ready to share instances where you worked effectively within a team. Discuss how you’ve contributed to group projects, especially in regulatory contexts, and how you’ve built relationships with stakeholders.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your ability to handle non-financial risks and misconduct issues. Think about how you would approach situations like rogue trading or regulatory breaches, and be ready to articulate your thought process clearly.
