Executive Director, Regulatory Strategy & Risk (SMF3) in London
Executive Director, Regulatory Strategy & Risk (SMF3)

Executive Director, Regulatory Strategy & Risk (SMF3) in London

London Full-Time 48000 - 72000 £ / year (est.) No home office possible
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INFINOX Global

At a Glance

  • Tasks: Lead strategic initiatives and ensure compliance in a dynamic financial services environment.
  • Company: A top-tier financial services firm located in the heart of London.
  • Benefits: Competitive salary, career advancement opportunities, and a chance to shape the firm's future.
  • Why this job: Make a real impact on governance and risk management in a leading firm.
  • Qualifications: Extensive experience in regulated financial services and strong leadership skills.
  • Other info: Join a forward-thinking team with a focus on compliance and innovation.

The predicted salary is between 48000 - 72000 £ per year.

A leading financial services firm in the City of London is seeking a Director (SMF3) to provide strategic leadership and ensure governance of operations. The ideal candidate will have significant experience in a senior role within a regulated financial services environment, specifically MiFIDPRU, and will engage with regulators while promoting a culture of compliance and risk management. This position offers opportunities for career advancement and the chance to shape the firm's future direction.

Executive Director, Regulatory Strategy & Risk (SMF3) in London employer: INFINOX Global

As a leading financial services firm located in the heart of the City of London, we pride ourselves on fostering a dynamic work culture that prioritises compliance and risk management. Our commitment to employee growth is evident through tailored career advancement opportunities and a supportive environment that encourages innovation and strategic thinking. Join us to be part of a team that not only shapes the future of our firm but also contributes to the broader financial landscape.
INFINOX Global

Contact Detail:

INFINOX Global Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Executive Director, Regulatory Strategy & Risk (SMF3) in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience with MiFIDPRU. A personal introduction can make all the difference when you're aiming for that Executive Director role.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of regulatory frameworks and risk management strategies. We recommend practising common interview questions related to governance and compliance to showcase your expertise.

✨Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, send a thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.

✨Tip Number 4

Apply through our website for the best chance at landing that dream job! We ensure your application gets the attention it deserves, and you’ll be one step closer to shaping the future direction of a leading financial firm.

We think you need these skills to ace Executive Director, Regulatory Strategy & Risk (SMF3) in London

Strategic Leadership
Governance
Regulatory Compliance
Risk Management
MiFIDPRU
Stakeholder Engagement
Communication Skills
Senior Management Experience
Financial Services Knowledge
Cultural Change Promotion
Operational Oversight
Career Development
Future Direction Shaping

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to highlight your experience in regulated financial services, especially around MiFIDPRU. We want to see how your background aligns with the strategic leadership and governance aspects of the role.

Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this Executive Director position. Share specific examples of how you've engaged with regulators and fostered a culture of compliance and risk management in your previous roles.

Showcase Your Leadership Skills: In both your CV and cover letter, emphasise your strategic leadership experience. We’re looking for someone who can not only lead but also inspire others in a regulated environment, so don’t hold back on sharing your successes!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity to shape our firm’s future direction.

How to prepare for a job interview at INFINOX Global

✨Know Your Regulations

Make sure you brush up on MiFIDPRU and other relevant regulations before the interview. Being able to discuss these frameworks confidently will show that you’re not just familiar with them, but that you can also apply them strategically in a leadership role.

✨Showcase Your Leadership Style

Prepare examples of how you've led teams in a regulated environment. Discuss specific instances where your leadership directly influenced compliance and risk management. This will help demonstrate your capability to provide strategic direction and governance.

✨Engage with Real Scenarios

Think about potential regulatory challenges the firm might face and be ready to discuss how you would approach them. This shows that you’re proactive and can think critically about the future direction of the firm.

✨Culture Fit Matters

Research the firm's culture and values. Be prepared to articulate how your personal values align with theirs, especially regarding compliance and risk management. This will help you connect with the interviewers on a deeper level.

Executive Director, Regulatory Strategy & Risk (SMF3) in London
INFINOX Global
Location: London
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