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- Tasks: Review pension advice files and provide feedback to ensure client satisfaction.
- Company: Join a leading international wealth management firm focused on safeguarding financial futures.
- Benefits: Gain significant growth potential and explore various compliance areas.
- Why this job: Be part of a dynamic team that values meticulous work and offers career advancement.
- Qualifications: Level 4 Diploma required; AF7 or equivalent preferred, with experience in pension transfers.
- Other info: Opportunity for involvement in training and competence activities.
The predicted salary is between 36000 - 60000 £ per year.
Exciting Opportunity with a Leading International Wealth Management Firm We are delighted to collaborate with an esteemed international wealth management firm renowned for delivering unparalleled personal financial advice to expatriate clients worldwide. Our client stands as a borderless independent financial advisory consultancy unwavering in its dedication to safeguarding clients financial futures. Established by UK qualified financial advisers they bring a fresh perspective to the industry characterized by dynamic energy that distinguishes them in both offshore and UK markets. Job Summary: This role primarily entails file review responsibilities within the UK division of a rapidly expanding international wealth management company. As a member of a small compliance team youll focus on ensuring excellent client outcomes through meticulous accurate advice reviews. You will serve as a crucial partner to the company identifying and taking ownership of individual and systemic advice risks as they arise. The role offers significant potential for growth with opportunities to explore various compliance areas based on individual interests and business requirements. Responsibilities and Duties: Conduct comprehensive file reviews for retail investment and pension advice prioritizing Defined Benefit Transfer advice files. Provide clear consistent and constructive feedback to advisers/paraplanners. Monitor rework and sign off on cases upon completion. Drive excellent client outcomes through precise highquality advice reviews. Manage diary effectively and prioritize reviews particularly focusing on Presale cases. Identify common errors and participate in root cause analysis. Contribute to the ongoing enhancement of the file review framework. Potential for involvement in Training & Competence (T&C) activities including coaching and assisting the UK Compliance Officer with annual competence assessments. Qualifications and Skills: Essential qualification: Level 4 Diploma. Preferred: AF7 or equivalent pension transfer qualification. Candidates working towards this qualification will also be considered. Background in IFA or network advantageous. Strong technical acumen and communication skills. Essential experience in reviewing Defined Benefit Pension Transfer files. Next Steps: Take the next step today and seize this excellent opportunity to join a firm that will inspire you and propel your career forward. Contact us now to apply and embark on a rewarding journey with our esteemed client. Remote Work : No
Pension Case Checker employer: Independent Resourcing Consultancy Ltd
Contact Detail:
Independent Resourcing Consultancy Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Pension Case Checker
✨Tip Number 1
Familiarize yourself with the specific regulations and guidelines surrounding Defined Benefit Transfers. Understanding the nuances of these regulations will not only enhance your knowledge but also demonstrate your commitment to compliance during the interview process.
✨Tip Number 2
Network with professionals in the wealth management and compliance sectors. Engaging with industry peers can provide valuable insights into the role and may even lead to referrals, increasing your chances of landing the job.
✨Tip Number 3
Prepare to discuss your experience with file reviews and how you have contributed to improving client outcomes in previous roles. Be ready to share specific examples that highlight your attention to detail and problem-solving skills.
✨Tip Number 4
Stay updated on the latest trends and challenges in the wealth management industry, particularly those affecting pension advice. This knowledge will help you engage in meaningful discussions during interviews and show your proactive approach to professional development.
We think you need these skills to ace Pension Case Checker
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Pension Case Checker. Familiarize yourself with file review processes, particularly in relation to Defined Benefit Transfer advice.
Tailor Your CV: Highlight your relevant experience in reviewing pension files and any qualifications such as the Level 4 Diploma or AF7. Make sure to emphasize your technical acumen and communication skills.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss how your background in IFA or network can contribute to the compliance team and enhance client outcomes.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no grammatical errors and that all information is clear and concise, reflecting your attention to detail.
How to prepare for a job interview at Independent Resourcing Consultancy Ltd
✨Understand the Role
Make sure you have a clear understanding of the responsibilities of a Pension Case Checker. Familiarize yourself with file review processes, especially regarding Defined Benefit Transfer advice, as this will be a key focus during your interview.
✨Showcase Your Technical Skills
Highlight your technical acumen and experience in reviewing Defined Benefit Pension Transfer files. Be prepared to discuss specific examples from your past work that demonstrate your ability to provide high-quality advice reviews.
✨Prepare for Scenario Questions
Expect scenario-based questions where you may need to identify common errors or suggest improvements in the file review process. Practice articulating your thought process clearly and logically.
✨Emphasize Communication Skills
Since providing feedback to advisers and paraplanners is crucial, be ready to discuss how you effectively communicate constructive feedback. Share examples of how you've successfully navigated challenging conversations in the past.
