Chase de Vere is seeking a Compliance Monitoring Officer to lead end-to-end reviews under a risk-based programme. The role involves researching regulations, testing controls and drafting measured actions to rectify issues identified, with ongoing tracking of progress and clear management information for stakeholders.
Candidates should understand FCA Handbook requirements, have strong report-writing skills and excel at coordinating with a diverse range of stakeholders.
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Contact Details:
Independent Financial Advisers Limited Recruitment Team
