Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join our Compliance Advisory Team to provide regulatory advice and support across various business functions.
- Company: IG Group is a leading FTSE250 FinTech firm enabling global trading in stocks, crypto, and more.
- Benefits: Enjoy hybrid working, tailored development programs, mentoring, and extra time off for volunteering.
- Why this job: Gain hands-on experience in financial services regulation while collaborating with diverse teams in a dynamic environment.
- Qualifications: A good understanding of FCA regulations and a keen interest in financial markets are essential.
- Other info: This is a 6-month contract role with opportunities for career progression.
The predicted salary is between 30000 - 42000 £ per year.
Overview
IG Group. We are a publicly-traded FTSE250 FinTech company that runs mobile, web and desktop platforms enabling clients to trade stocks & shares, leveraged products, futures & options and crypto. We are a global company with offices in 18 countries and products in 16 regions, focused on delivering better experiences for our customers.
Job Title
Compliance Associate (6 Month Contract)
Your Role
We are looking for a bright, motivated associate with a keen interest in financial services regulation to join the Compliance Advisory Team in London on a short-term contract. This role provides accurate and timely advice to a fast-paced trading and investing company on regulatory and conduct matters. The focus includes key elements of COBS, such as financial promotions policy and approvals, disputes and complaints handling, and advice & oversight related to other elements of the FCA handbook (e.g., product governance, transparency, suitability and appropriateness, and client communications). You will be supported by an experienced team and will collaborate with Marketing, Sales, Trading and Financial Crime Compliance.
What You’ll Do
- Review and approve financial promotions and client communications
- Conduct complaints investigations and responses
- Update compliance policies related to retail regulation
- Review results of Compliance Assurance and Monitoring work
- Advise UK front-line teams including Marketing, Trading Services and Sales
- Provide timely, accurate advice on regulatory and conduct matters to various business teams
- Contribute to commercially driven or operational projects related to compliance across our product offering
What You’ll Need
- Good working knowledge of leveraged and non-leveraged trading of financial instruments and other popular investments (including crypto)
- Strong understanding of FCA regulations applicable to retail investments, particularly Consumer Duty, COBS, and DISP
- Keen interest in financial markets and investing and the regulatory environment in the UK
Bonus
- Familiarity with UK regulation and regulatory framework, including Client Money & Assets, Product Governance, Training & Competence, SMCR & FIT
- Ability to manage stakeholder relationships across the business/front line
How We Work
We follow a hybrid working model with 3 days in the office. We value thoughtful ways of working and five core behaviors to drive high performance, learning and career satisfaction:
- Lead and Inspire: Drive trust, alignment, and enthusiasm
- Think Big: Focus on problems that most impact commercial outcomes; champion the client
- Deliver at Pace: Push for fast, sustainable growth
- Raise the Bar: Take ownership, be accountable and share feedback
Diversity & Inclusion
We believe diversity is vital to success and are committed to building teams with varied perspectives and skills. We encourage applications from people with diverse backgrounds and experiences.
The Perks
Your growth fuels success. Benefit from tailored development programs, mentoring opportunities with leaders, clear career progression, networking through committees and clubs, and extra time off for volunteering and community work.
Role Details
- Number of openings: 1
- Seniority level: Entry level
- Employment type: Full-time
- Job function: Finance and Sales
#J-18808-Ljbffr
Compliance Associate (6 Month Contract) employer: IG Group
Contact Detail:
IG Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate (6 Month Contract)
✨Tip Number 1
Familiarise yourself with the FCA regulations, especially those related to retail investments like Consumer Duty and COBS. This knowledge will not only help you in interviews but also demonstrate your genuine interest in compliance within the financial services sector.
✨Tip Number 2
Network with professionals in the compliance field, particularly those who work in financial services. Attend industry events or webinars to connect with potential colleagues and learn more about the role and its challenges.
✨Tip Number 3
Stay updated on current trends and changes in financial regulations. Subscribe to relevant newsletters or follow regulatory bodies on social media to ensure you are well-informed and can discuss recent developments during your interview.
✨Tip Number 4
Prepare to discuss how you would handle specific compliance scenarios or challenges that may arise in a trading environment. This will showcase your problem-solving skills and your ability to think critically about compliance issues.
We think you need these skills to ace Compliance Associate (6 Month Contract)
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Compliance Associate position. Understand the key responsibilities and required skills, particularly around FCA regulations and financial promotions.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance, financial services, or regulatory roles. Emphasise any knowledge of FCA regulations and your interest in financial markets to align with the job requirements.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your enthusiasm for the role and the company. Mention specific experiences that demonstrate your understanding of compliance and your ability to work collaboratively across teams.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at IG Group
✨Know Your Regulations
Familiarise yourself with the FCA regulations, especially those related to retail investments like Consumer Duty and COBS. Being able to discuss these topics confidently will show your keen interest in financial services regulation.
✨Demonstrate Your Knowledge of Financial Instruments
Be prepared to talk about leveraged and non-leveraged trading, as well as popular investments including crypto. This knowledge is crucial for a Compliance Associate role and will help you stand out.
✨Showcase Your Problem-Solving Skills
Think of examples where you've had to address compliance issues or handle disputes. Highlighting your ability to conduct investigations and provide timely advice will be key in this fast-paced environment.
✨Emphasise Team Collaboration
Since the role involves working with various teams like Marketing and Sales, be ready to discuss your experience in managing stakeholder relationships. Show that you can work effectively across departments to achieve compliance goals.
