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- Tasks: Lead compliance programs for institutional clients and ensure regulatory adherence.
- Company: Join IG Group, a leading FTSE250 FinTech innovating in trading and customer experience.
- Benefits: Enjoy flexible working, tailored development, private medical insurance, and unlimited LinkedIn Learning access.
- Why this job: Be part of a dynamic team that values diversity and fosters a culture of compliance and innovation.
- Qualifications: 10+ years in compliance with strong knowledge of financial products and relevant regulations required.
- Other info: Hybrid work model with a focus on collaboration and professional growth.
The predicted salary is between 43200 - 72000 £ per year.
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Head of Institutional Compliance, London
Client:
IG Group Holdings plc
Location:
London, United Kingdom
Job Category:
Other
EU work permit required:
Yes
Job Reference:
3e7a4e9754be
Job Views:
3
Posted:
29.06.2025
Expiry Date:
13.08.2025
Job Description:
Head of Institutional Compliance
About IG Group
We are an FTSE250 FinTech company operating platforms for trading stocks, shares, leveraged products, futures, options, and crypto. With offices in 18 countries and products in 16 regions, we aim to innovate and grow rapidly while providing excellent customer experiences.
Your Role
The Head of Institutional Compliance is responsible for designing, implementing, and overseeing compliance programs across all institutional client segments, ensuring regulatory compliance and fostering a culture of compliance within the organization.
Responsibilities
- Develop and implement policies, procedures, and controls for regulatory compliance across jurisdictions and financial products, including digital assets.
- Monitor regulatory changes and assess their impact on business operations.
- Conduct risk assessments and develop mitigation strategies.
- Manage regulatory relationships and lead examinations, audits, investigations.
- Report compliance matters to senior management and regulators.
- Lead and develop a team of compliance professionals and deliver training programs.
Key Deliverables
- Effective management of compliance risks.
- Successful regulatory examinations and audits.
- Timely implementation of regulatory changes.
- High satisfaction ratings from business partners.
- Innovative compliance solutions supporting growth.
Work Style
We follow a hybrid working model, balancing in-office collaboration with remote work. Our core principles include leading and inspiring teams, thinking big, championing clients, delivering at pace, and raising the bar. We value diversity and are committed to inclusive hiring practices.
Requirements
- 10+ years in compliance, with 5+ years in institutional or corporate banking.
- Strong knowledge of financial products, including digital assets.
- Advanced degree in Law, Business, Finance, or related fields.
- Professional compliance certification preferred.
- Thorough understanding of relevant regulations (BSA/AML, OFAC, MiFID II, etc.).
- Proven leadership and influence skills.
Perks
- Tailored development programs, mentoring, and career progression.
- Flexible benefits, private medical, life insurance, gym contributions.
- Additional holidays, unlimited LinkedIn Learning access.
- Inclusive networks and ESG initiatives.
Join us on this exciting journey. Apply now!
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Head of Institutional Compliance (London) employer: IG Group Holdings plc
Contact Detail:
IG Group Holdings plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Institutional Compliance (London)
✨Tip Number 1
Network with professionals in the compliance and financial sectors. Attend industry events, webinars, or local meetups to connect with individuals who work at IG Group or similar companies. Building these relationships can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in compliance, especially those affecting institutional banking and digital assets. This knowledge will not only prepare you for interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare to discuss your leadership experience in compliance roles. Think of specific examples where you've successfully managed teams or projects, as this is crucial for the Head of Institutional Compliance position.
✨Tip Number 4
Familiarise yourself with IG Group's culture and values. Understanding their hybrid working model and commitment to diversity will help you align your responses during interviews, showing that you're a good fit for their team.
We think you need these skills to ace Head of Institutional Compliance (London)
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Head of Institutional Compliance position. Tailor your application to highlight your relevant experience in compliance and financial products.
Craft a Strong CV: Your CV should clearly outline your 10+ years of compliance experience, focusing on your leadership roles and knowledge of regulations like BSA/AML and MiFID II. Use bullet points for clarity and ensure it is well-structured.
Write a Compelling Cover Letter: In your cover letter, express your passion for compliance and how your background aligns with IG Group's goals. Mention specific achievements that demonstrate your ability to manage compliance risks and lead teams effectively.
Highlight Relevant Certifications: If you have any professional compliance certifications, be sure to mention them prominently in your application. This will strengthen your candidacy and show your commitment to the field.
How to prepare for a job interview at IG Group Holdings plc
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the relevant regulations such as BSA/AML, OFAC, and MiFID II. Be prepared to discuss how these regulations impact compliance strategies and how you would implement them in the role.
✨Showcase Your Leadership Skills
As the Head of Institutional Compliance, you'll need to lead a team. Prepare examples of how you've successfully managed teams in the past, focusing on your ability to inspire and develop others in a compliance context.
✨Demonstrate Your Knowledge of Financial Products
Since the role involves compliance across various financial products, including digital assets, be ready to discuss your experience with these products. Highlight any innovative compliance solutions you've implemented that supported business growth.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you navigated them, particularly in relation to regulatory examinations and audits.
