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- Tasks: Advise on complex financial disputes and regulatory matters for institutions and individuals.
- Company: Join a leading firm in the Financial Services sector with a focus on regulatory enforcement.
- Benefits: Competitive salary, professional development, and opportunities to work on high-value cases.
- Why this job: Make a real impact in the financial sector while tackling complex regulatory challenges.
- Qualifications: Experience in financial services and strong analytical skills required.
- Other info: Dynamic team environment with opportunities for career advancement.
The predicted salary is between 36000 - 60000 £ per year.
We are seeking an experienced Regulatory Enforcement Partner to join our specialist Financial Services team. This role offers the opportunity to work on a wide variety of high-value, complex, and sensitive disputes and regulatory matters, advising both institutions and individuals at the forefront of financial services.
Work highlights include:
- Financial Services Disputes - Advising on complex claims such as disputes between global banks and hedge funds, professional negligence allegations, tailored business loan claims, mistaken payments, and alleged mis-selling of interest rate hedging products.
- Financial Ombudsman Service (FOS) - Handling complaints spanning family legal protection policies and disability insurance cover.
- Regulatory Investigations - Acting for both regulators and regulated entities throughout investigations into deposit takers and insurers.
- Redress Exercises - Supporting firms following FCA Final Notices, including customer contact exercises, redress provision, and annual review processes, as well as preparing customer communications and regulatory submissions.
- Regulatory Powers & Interviews - Advising on requirements and permissions imposed by regulators, and guiding senior executives through regulatory interviews and approval/rejection processes.
- Policy Development - Contributing to the establishment of the regulatory framework.
Regulatory Enforcement Partner - Financial Services in London employer: IDEX Consulting
Contact Detail:
IDEX Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Enforcement Partner - Financial Services in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews! Research common questions for Regulatory Enforcement roles and practice your responses. We recommend using the STAR method to structure your answers, showcasing your experience with complex disputes and regulatory matters.
✨Tip Number 3
Showcase your expertise! Create a portfolio that highlights your previous work in financial services disputes and regulatory investigations. This will give potential employers a clear picture of what you bring to the table.
✨Tip Number 4
Apply through our website! We make it easy for you to find and apply for roles that match your skills. Plus, it shows us you're genuinely interested in joining our team!
We think you need these skills to ace Regulatory Enforcement Partner - Financial Services in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Enforcement Partner role. Highlight your experience in financial services disputes and regulatory investigations, as this will show us you understand the complexities of the job.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for our team. Share specific examples of your past work that relate to the responsibilities mentioned in the job description, especially around handling complex claims and regulatory matters.
Showcase Your Communication Skills: Since this role involves advising clients and preparing regulatory submissions, it's crucial to demonstrate your strong communication skills. Use clear and concise language in your application to reflect how you would communicate with clients and regulators.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. This way, we can easily track your application and ensure it gets the attention it deserves!
How to prepare for a job interview at IDEX Consulting
✨Know Your Regulatory Stuff
Make sure you brush up on the latest regulations and compliance issues in financial services. Familiarise yourself with key terms and recent changes in legislation, as this will show your potential employer that you're not just knowledgeable but also genuinely interested in the field.
✨Prepare for Complex Scenarios
Given the nature of the role, be ready to discuss complex disputes and regulatory matters. Think of examples from your past experience where you've successfully navigated similar challenges. This will help demonstrate your problem-solving skills and ability to handle high-pressure situations.
✨Understand the Financial Ombudsman Service
Since handling complaints is part of the job, it’s crucial to understand how the Financial Ombudsman Service operates. Familiarise yourself with common complaints and resolutions, so you can speak confidently about how you would approach these issues in your role.
✨Showcase Your Communication Skills
As a Regulatory Enforcement Partner, you'll need to communicate effectively with both clients and regulators. Prepare to discuss how you've successfully communicated complex information in the past, whether through customer communications or during regulatory interviews. This will highlight your ability to convey important messages clearly and effectively.
