At a Glance
- Tasks: Lead compliance efforts and ensure adherence to regulations in a dynamic environment.
- Company: IDEX Consulting, committed to diversity and inclusion in the workplace.
- Benefits: Hybrid role with travel opportunities and a focus on professional growth.
- Other info: Join a culture that values authenticity and continuous improvement.
- Why this job: Make a real impact by shaping compliance strategies in a leading financial services firm.
- Qualifications: Experience in insurance or employee benefits and strong compliance knowledge required.
The predicted salary is between 54000 - 66000 £ per year.
We are seeking a strategic Head of Compliance to lead the compliance function.
This pivotal role will oversee our compliance efforts across all operations, including a focus on the Employee Benefits division.
Based in either Surrey or Manchester, you will ensure that our operations adhere to all regulatory requirements and internal policies.
You must have Insurance or employee benefits experience and have experience in implementing a robust compliance framework
Key Responsibilities: Develop, implement, and oversee the company's compliance program.
Ensure compliance with UK and international regulations governing the insurance brokerage and employee benefits sectors.
Provide expert advice and guidance on compliance matters to senior management and the Board of Directors.
Conduct regular risk assessments and compliance audits.
Implement and manage compliance training programs for employees.
Oversee investigations into compliance issues and breaches, developing corrective action plans.
Maintain up-to-date knowledge of industry trends, regulatory changes, and best practices.
This is a hybrid role but will have some travel across the offices.
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Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work.
We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort.
We are committed to driving conscious inclusion across our business and creating equitable pathways.
Discipline(s): Risk & Compliance, Financial Services Job type: Permanent
Locations
Senior Compliance Monitoring in Guildford, Surrey employer: Idex Consulting
Join a prestigious law firm in London that offers a dynamic and collaborative work environment, where your contributions to high-profile equity capital markets deals will be valued. With a strong commitment to employee development, you will have access to ongoing training and mentorship opportunities, ensuring your professional growth in a fast-paced global setting. The firm's culture promotes teamwork and innovation, making it an excellent place for ambitious solicitors looking to make a meaningful impact in their careers.
