IDEX Consulting Ltd is seeking an experienced Advice/Compliance File Checker to join our established financial services client network in the UK. The role involves reviewing Adviser files, suitability reports and recommendations to ensure they are compliant and meet regulatory standards.
You will provide clear, constructive feedback to Advisers and support high-quality advice with a strong focus on client outcomes, risk management and continuous improvement.
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Hybrid/Remote Compliance File Checker: Elevate Advice in Glasgow employer: Idex Consulting
Join a prestigious law firm in London that offers a dynamic and collaborative work environment, where your contributions to high-profile equity capital markets deals will be valued. With a strong commitment to employee development, you will have access to ongoing training and mentorship opportunities, ensuring your professional growth in a fast-paced global setting. The firm's culture promotes teamwork and innovation, making it an excellent place for ambitious solicitors looking to make a meaningful impact in their careers.
