IDEX Consulting in the UK is seeking an experienced Advice/Compliance File Checker to join an established financial services business. You will review Adviser files, suitability reports and recommendations to ensure advice is suitable, compliant and meets regulatory standards.
You will provide clear, constructive feedback to Advisers, helping maintain high standards of advice and positive client outcomes. The role is hybrid with remote options for candidates able to travel to Edinburgh or
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Compliance File Checker - Hybrid/Remote Quality Assurance employer: Idex Consulting
Join a prestigious law firm in London that offers a dynamic and collaborative work environment, where your contributions to high-profile equity capital markets deals will be valued. With a strong commitment to employee development, you will have access to ongoing training and mentorship opportunities, ensuring your professional growth in a fast-paced global setting. The firm's culture promotes teamwork and innovation, making it an excellent place for ambitious solicitors looking to make a meaningful impact in their careers.