Director of Compliance & SMF16 - Financial Planning in Scotland

Director of Compliance & SMF16 - Financial Planning in Scotland

Scotland Full-Time No working from home possible
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IDEX Consulting Ltd is seeking a senior compliance leader to act as SMF16 for three financial planning businesses and to provide strategic oversight and governance at Board level. You will lead regulatory risk, provide pragmatic FCA guidance, and embed a robust compliance culture across multiple sites across the UK.

The role requires proven senior leadership, strong regulatory credibility, and the ability to translate complex requirements into practical business solutions.

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Director of Compliance & SMF16 - Financial Planning in Scotland employer: IDEX Consulting Ltd

As a Product Governance Manager at our Lloyd’s Syndicate in London, you will thrive in a dynamic and supportive work environment that prioritises employee growth and development. We offer a flexible four-day work week, fostering a healthy work-life balance while providing opportunities to engage with senior leadership and make impactful contributions to our governance framework. Join us to be part of a collaborative culture that values innovation and excellence in delivering customer outcomes.

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Contact Details:

IDEX Consulting Ltd Recruitment Team