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- Tasks: Advise on UK financial services regulation and support clients through regulatory journeys.
- Company: Leading international law firm with a focus on innovation and collaboration.
- Benefits: Genuine career development, inclusive culture, and exposure to cross-border work.
- Why this job: Shape the future of financial regulation while working with high-profile clients.
- Qualifications: UK-qualified lawyer with 4+ years' PQE in financial regulation.
- Other info: Dynamic team environment with opportunities for mentoring and thought leadership.
The predicted salary is between 36000 - 60000 £ per year.
A leading international law firm is seeking a Financial Regulation Associate or Senior Associate to join its highly regarded Regulation, Insurance and Funds (RIF) team in London. This is an excellent opportunity to work at the forefront of a rapidly evolving financial services landscape, advising on complex regulatory matters across traditional financial services, fintech, and digital assets. The team is known for its innovative approach, blending trusted advisory work with cutting-edge digital legal solutions.
You will advise a broad range of financial institutions and fintech businesses on UK financial services regulation, with a particular focus on FCA-regulated firms, investment management, payments, funds, and emerging technologies. The role offers high-quality work, direct client exposure, and the chance to help shape how legal services are delivered in a changing regulatory environment.
The successful candidate will be encouraged to take initiative, contribute to thought leadership, and play a visible role in business development, while being supported by an experienced and collaborative team.
Key Responsibilities- Advising on UK financial services regulation, including FCA rules and guidance
- Supporting clients through regulatory journeys (authorisations, variations of permission, changes in control)
- Drafting client-facing documentation (e.g. ISAs, investment management agreements, Model B arrangements)
- Advising on funds regulation, including UCITS and AIFs
- Providing regulatory advice on payments, digital assets, cryptoassets and DLT-related products
- Keeping clients informed of fast-paced regulatory change and implementing solutions
- Advising on regulatory aspects of M&A and corporate transactions involving regulated firms
- Mentoring junior lawyers and contributing to team development
- Supporting business development through articles, client events and cross-team collaboration
You will be a UK-qualified lawyer (or equivalent) with at least 4 years’ PQE, gained at a law firm, in-house, or within a regulator. You will have experience advising on many of the following:
- Financial Services and Markets Act 2000 and secondary legislation
- FCA and PRA rulebooks (COBS, SYSC, SMCR, capital and client money rules)
- Payments Services Regulations and Electronic Money Regulations
- Financial promotions and product distribution
- Authorisation and ongoing regulatory compliance
- Cryptoassets, stablecoins and digital payments
- Transactions involving FCA/PRA regulated entities
You will be intellectually strong, commercially minded, and motivated by working in a progressive, collaborative environment.
Why Apply?- High-profile, sophisticated client base across banking, investment management, insurance, payments and fintech
- Strong emphasis on innovation, technology and the future of financial regulation
- Genuine career development and progression opportunities
- Inclusive, flexible and supportive culture with a strong track record on diversity and social mobility
- Exposure to cross-border work through close collaboration with international offices
If you would like to be considered please send your CV to charlotte.pember@idexconsulting.com
Financial Regulation (Non-Contentious) Associate / Senior Associate in London employer: IDEX Consulting Ltd
Contact Detail:
IDEX Consulting Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Regulation (Non-Contentious) Associate / Senior Associate in London
✨Network Like a Pro
Get out there and connect with people in the financial regulation space. Attend industry events, webinars, or even casual meet-ups. You never know who might have a lead on that perfect associate role!
✨Show Off Your Expertise
Don’t just sit back and wait for opportunities to come to you. Write articles or share insights on platforms like LinkedIn about current trends in financial regulation. This will position you as a thought leader and attract attention from potential employers.
✨Ace the Informal Chat
Before any formal interviews, try to set up informal chats with people in the firm or industry. This can give you insider info on what they’re looking for and help you tailor your approach when it’s time for the real deal.
✨Apply Through Our Website
When you find a role that fits, make sure to apply through our website. It shows you're serious and gives us a chance to see your application in the best light. Plus, we love seeing candidates who take that extra step!
We think you need these skills to ace Financial Regulation (Non-Contentious) Associate / Senior Associate in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences that match the Financial Regulation role. Highlight your experience with FCA rules and any relevant fintech projects to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about financial regulation and how your background makes you a perfect fit for our team. Keep it engaging and personal.
Showcase Your Initiative: We love candidates who take initiative! Mention any instances where you've contributed to thought leadership or business development in your previous roles. It shows us you're proactive and ready to make an impact.
Apply Through Our Website: For the best chance of success, apply directly through our website. This ensures your application gets to the right people quickly and helps us keep track of all applicants efficiently.
How to prepare for a job interview at IDEX Consulting Ltd
✨Know Your Regulations
Make sure you brush up on the latest UK financial services regulations, especially those related to the FCA and PRA. Being able to discuss specific rules and how they apply to real-world scenarios will show your depth of knowledge and readiness for the role.
✨Showcase Your Advisory Skills
Prepare examples of how you've successfully advised clients in the past, particularly in complex regulatory matters. Highlight your experience with FCA-regulated firms and any innovative solutions you've implemented to navigate regulatory challenges.
✨Demonstrate Your Collaborative Spirit
This role emphasises teamwork, so be ready to discuss how you've worked effectively within a team. Share instances where you've mentored junior lawyers or collaborated on cross-team projects to showcase your ability to contribute to a supportive environment.
✨Engage with Thought Leadership
Research recent trends in financial regulation and be prepared to share your insights during the interview. Discussing your thoughts on emerging technologies like cryptoassets and digital payments can demonstrate your forward-thinking approach and alignment with the firm's innovative ethos.
