At a Glance
- Tasks: Support compliance in a dynamic mortgage brokerage during a period of transformation.
- Company: Well-established mortgage brokerage embracing modernisation and technology.
- Benefits: Hybrid working, competitive salary, and potential for contract extension.
- Why this job: Join a forward-thinking team and make a real impact on compliance processes.
- Qualifications: Experience in compliance within a mortgage brokerage and knowledge of MCOB.
- Other info: Enjoy variety and autonomy in a role that embraces new systems and AI tools.
The predicted salary is between 36000 - 60000 £ per year.
Compliance Contractor / Consultant – Mortgage Brokerage
Hybrid (2–3 days per week in the office)
6-month contract (possible extension)
We’re working with a well-established mortgage brokerage that is seeking an experienced Compliance Contractor to support the compliance function during a period of change and transformation. This is a generalist compliance role, providing day-to-day cover across the compliance department and supporting the business in line with how a mortgage broker operates. The firm is currently modernising its processes, with a strong focus on streamlining and the use of new technology, so a modern and pragmatic compliance approach is key.
The Role
- Provide general compliance support across the mortgage brokerage
- Support supervision, file checking, and advisory compliance activities
- Ensure ongoing adherence to MCOB and FCA requirements
- Act as a point of support for advisers and internal stakeholders
- Assist with business-as-usual compliance during a transformation period
- Contribute to improving and modernising compliance processes where appropriate
The Ideal Candidate
- Proven compliance experience within a mortgage brokerage
- Strong working knowledge of MCOB
- Comfortable operating in a generalist compliance capacity
- Pragmatic, commercial, and solutions-focused
- Open to working alongside new systems and AI-driven tools
- Available for a 6-month contract, with flexibility for extension
Contract Details
- 6-month contract (with potential extension)
- Hybrid working – 2–3 days per week in the office
- Engagement via FTC or Day Rate (FTC preferred)
- Competitive rate/salary depending on experience
If you’re a compliance professional who enjoys variety, autonomy, and working with forward-thinking businesses, we’d love to hear from you.
Compliance Consultant in London employer: IDEX Consulting Ltd
Contact Detail:
IDEX Consulting Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Consultant in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the mortgage brokerage world and let them know you're on the lookout for compliance roles. You never know who might have the inside scoop on opportunities that aren't even advertised yet.
✨Tip Number 2
Get your online presence sorted! Make sure your LinkedIn profile is up-to-date and showcases your compliance experience, especially with MCOB. Join relevant groups and engage in discussions to get noticed by potential employers.
✨Tip Number 3
Prepare for interviews by brushing up on your knowledge of current compliance trends and technology in the mortgage sector. Be ready to discuss how you can contribute to modernising processes and improving compliance functions.
✨Tip Number 4
Don't forget to apply through our website! We’ve got loads of exciting compliance roles waiting for you, and applying directly can give you a better chance of standing out. Plus, we love seeing candidates who take the initiative!
We think you need these skills to ace Compliance Consultant in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Consultant role. Highlight your experience in compliance within a mortgage brokerage and any specific knowledge of MCOB. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your pragmatic approach and any experience with modernising compliance processes. Let us know how you can contribute to our transformation journey.
Showcase Your Tech Savvy: Since we're focusing on new technology, don’t forget to mention any experience you have with AI-driven tools or modern compliance systems. We’re keen to see how you can help us streamline our processes!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. We can't wait to hear from you!
How to prepare for a job interview at IDEX Consulting Ltd
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of MCOB and FCA requirements. Be ready to discuss how you've applied these regulations in your previous roles, especially in a mortgage brokerage setting.
✨Showcase Your Pragmatic Approach
Prepare examples that highlight your solutions-focused mindset. Think about times when you've modernised compliance processes or adapted to new technology, as this is key for the role.
✨Be Ready for Change
Since the company is undergoing transformation, demonstrate your adaptability. Share experiences where you've successfully navigated change in a compliance environment, showing that you're comfortable with evolving processes.
✨Engage with the Team Spirit
As a compliance consultant, you'll be supporting various stakeholders. Prepare to discuss how you’ve collaborated with advisers and internal teams in the past, emphasising your ability to be a point of support during busy periods.