Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support advisers, handle client complaints, and monitor compliance with FCA regulations.
- Company: Established wealth management firm with a collaborative culture.
- Benefits: Hybrid work model, professional development, and a chance to make a real impact.
- Why this job: Join a dynamic team and deepen your compliance expertise in a meaningful way.
- Qualifications: Over 2 years of experience in financial services compliance and strong communication skills.
- Other info: Opportunity for career growth in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
A well-established wealth management firm is looking for a Compliance Officer to support their advisory network in a hybrid role. The ideal candidate will have over 2 years of experience in financial services compliance and be familiar with FCA regulations.
Responsibilities include:
- Handling client complaints
- Monitoring adviser files
- Providing support to advisers
Strong attention to detail and effective communication skills are essential. This position offers a collaborative environment, opportunities to deepen compliance expertise, and the chance to make a meaningful impact.
Compliance Officer — Wealth Management (Hybrid, Essex/Suffolk) in Ipswich employer: IDEX Consulting Ltd
Contact Detail:
IDEX Consulting Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer — Wealth Management (Hybrid, Essex/Suffolk) in Ipswich
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA regulations and compliance best practices. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your experience and how it relates to the role.
✨Tip Number 3
Showcase your attention to detail! During interviews, be ready to share specific examples of how you've handled client complaints or monitored adviser files in the past. This will demonstrate your fit for the role and your commitment to compliance.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to find and apply for roles that match your skills. Plus, it shows you're serious about joining our team and making a meaningful impact in the compliance space.
We think you need these skills to ace Compliance Officer — Wealth Management (Hybrid, Essex/Suffolk) in Ipswich
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial services compliance, especially any work related to FCA regulations. We want to see how your skills align with the role, so don’t be shy about showcasing your relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in wealth management and how you can support our advisory network. Keep it engaging and personal – we love to see your personality come through!
Showcase Attention to Detail: As a Compliance Officer, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to ensure their submissions are polished and professional.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture!
How to prepare for a job interview at IDEX Consulting Ltd
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations before your interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but also genuinely interested in the role.
✨Prepare Real-Life Examples
Think of specific instances from your past experience where you handled client complaints or monitored adviser files. Sharing these examples will demonstrate your practical knowledge and problem-solving skills, which are crucial for a Compliance Officer.
✨Showcase Your Attention to Detail
In compliance, attention to detail is key. During the interview, highlight how you've ensured accuracy in your previous roles. You could even mention any tools or methods you use to maintain high standards in your work.
✨Communicate Effectively
Since effective communication is essential for this role, practice articulating your thoughts clearly. You might want to prepare answers to common interview questions and rehearse them with a friend to ensure you come across as confident and articulate.
