At a Glance
- Tasks: Lead compliance activities and shape regulatory strategy in a growing team.
- Company: Join a dynamic Lloyd's Broker in London with exciting international expansion.
- Benefits: Competitive salary, career development, and the chance to mentor junior staff.
- Other info: Opportunity to develop people-management skills in a supportive environment.
- Why this job: Be part of a pivotal growth phase and make a real impact on compliance.
- Qualifications: Experience in compliance and a passion for regulatory alignment.
The predicted salary is between 60000 - 75000 € per year.
A Lloyd's Broker is seeking a Compliance Manager to join their London-based team. This role is central to supporting the firm's compliance framework as they expand their international operations under new ownership and respond to an evolving regulatory landscape.
The role offers the chance to lead day-to-day compliance activity, shape regulatory strategy and support the development of a small but capable team. With new products in the pipeline and potential M&A activity on the horizon, you'll be joining at a pivotal moment of growth. You'll be part of a four-person team, reporting directly to senior leadership and will act as a key point of escalation for compliance matters across the business.
Key responsibilities- Own and execute the compliance monitoring plan
- Track, interpret and implement regulatory changes
- Maintain and update policies, frameworks and FCA submissions
- Lead on product governance and Consumer Duty requirements
- Collaborate with wider teams across the business to ensure regulatory alignment
- Support and mentor junior compliance staff, with the opportunity to develop people-management skills
We're open to professionals from two key profiles: Ambitious and commercially minded - perhaps from a consultancy or rapidly growing firm, ready to take on more responsibility.
Compliance Manager - Wholesale employer: IDEX Consulting Ltd
As a leading Lloyd's Broker, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to thrive. Located in the heart of London, we offer competitive benefits, professional development opportunities, and the chance to play a pivotal role in shaping our compliance strategy during an exciting period of growth. Join us to be part of a collaborative team where your contributions are valued and your career can flourish.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Wholesale
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on the latest regulatory changes and compliance trends. Show that you’re not just a candidate, but a knowledgeable partner who can help shape the firm’s compliance strategy.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. When you find a role that excites you, apply through our website to streamline your application process and stand out!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your enthusiasm for the role and how you can contribute to their compliance framework.
We think you need these skills to ace Compliance Manager - Wholesale
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in compliance frameworks and regulatory changes, as these are key for us. Use specific examples that showcase your skills and achievements in similar roles.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Tell us why you're passionate about compliance and how you can contribute to our team. Mention any relevant experience with product governance or mentoring junior staff, as this will resonate with what we're looking for.
Showcase Your Leadership Skills:Since this role involves leading a small team, make sure to highlight your leadership experience. Share examples of how you've supported or mentored others in previous roles, as we value collaboration and development within our team.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. This way, we can easily track your application and ensure it gets the attention it deserves. Plus, it shows us you're keen on joining our team!
How to prepare for a job interview at IDEX Consulting Ltd
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory changes and compliance frameworks relevant to the role. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you’re ready to lead compliance activities effectively.
✨Showcase Your Leadership Skills
Since this role involves mentoring junior staff and leading a small team, be prepared to share examples of how you've successfully managed or supported others in the past. Highlighting your people-management skills will demonstrate that you can take on the responsibilities of this pivotal position.
✨Understand the Business Landscape
Familiarise yourself with the company’s recent developments, especially regarding their international expansion and new products. This knowledge will help you articulate how you can contribute to their growth and align compliance strategies with business objectives.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare insightful questions about their compliance challenges and future plans. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
