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- Tasks: Join a small team to conduct compliance surveillance and monitoring tasks.
- Company: IDEX Consulting represents a dynamic Investment Manager focused on compliance excellence.
- Benefits: Enjoy study support and the chance to expand your experience in investment management.
- Why this job: Broaden your skills in a diverse company with a growing portfolio and supportive culture.
- Qualifications: Ideal for candidates eager to learn and grow in investment management and financial planning.
- Other info: This role is part-time, requiring 3 days a week in London.
The predicted salary is between 36000 - 60000 £ per year.
IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.
This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst level.
This role will be undertaking Compliance surveillance and monitoring tasks and work closely with the discretionary investment management and financial planning businesses on producing meaningful MI, compliance advice and financial promotions support.
The client are happy to offer study support for candidates and would prefer candidates who are keen to expand their experience across both Investment Management and Financial Planning.
This is a great role for candidates who want to broaden out their experience in a company with a diverse and growing book of business.
This role will be 3 days a week in London
Compliance Analyst employer: IDEX Consulting Ltd
Contact Detail:
IDEX Consulting Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarize yourself with the latest regulations and compliance standards in investment management. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 2
Network with professionals in the investment management sector, especially those working in compliance roles. Engaging with them can provide insights into the industry and potentially lead to referrals.
✨Tip Number 3
Highlight any relevant experience you have in compliance surveillance and monitoring tasks. Be prepared to discuss specific examples of how you've contributed to compliance efforts in previous roles.
✨Tip Number 4
Show enthusiasm for continuous learning and professional development. Since the client offers study support, expressing your eagerness to expand your knowledge in both investment management and financial planning can set you apart.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Analyst position. Understand the key responsibilities, such as compliance surveillance and monitoring tasks, and how they relate to investment management and financial planning.
Highlight Relevant Experience: In your CV and cover letter, emphasize any previous experience you have in investment management compliance. Mention specific tasks or projects that demonstrate your ability to perform compliance-related duties effectively.
Show Enthusiasm for Learning: Since the company offers study support, express your eagerness to expand your knowledge and skills in both investment management and financial planning. This can set you apart from other candidates.
Tailor Your Application: Customize your application materials to reflect the values and needs of the company. Use keywords from the job description and align your experiences with the requirements mentioned, particularly focusing on compliance advice and financial promotions support.
How to prepare for a job interview at IDEX Consulting Ltd
✨Understand the Compliance Landscape
Make sure you have a solid grasp of compliance regulations specific to investment management. Familiarize yourself with recent changes in legislation and how they impact the industry, as this will show your commitment and knowledge during the interview.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you've successfully conducted compliance surveillance or monitoring tasks. Highlight your analytical skills and how they contributed to meaningful insights or compliance improvements.
✨Express Your Willingness to Learn
Since the client is open to candidates eager to expand their experience, emphasize your enthusiasm for learning and professional development. Discuss any relevant courses or certifications you are considering or have completed.
✨Demonstrate Team Collaboration
As you'll be working closely with a small team, be ready to discuss your experience in collaborative environments. Share examples of how you've effectively worked with others to achieve compliance goals or support financial planning initiatives.
