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- Tasks: Support clients with compliance activities and manage multiple priorities.
- Company: Join Comsura, a growing compliance consultancy in Glasgow.
- Benefits: Accelerate your career with exposure to high-profile clients and support for further qualifications.
- Other info: Collaborative environment with real opportunities for learning and growth.
- Why this job: Be part of a new hub and shape the future of compliance.
- Qualifications: Proactive mindset, attention to detail, and some compliance knowledge preferred.
The predicted salary is between 30000 - 40000 £ per year.
Open to full time or part time. Iconic Resourcing are delighted to be partnering with Comsura, a growing and highly regarded compliance consultancy supporting hedge funds and private equity firms across the UK. As part of their continued growth, Comsura are now expanding into Glasgow, with plans to build a strong compliance hub in the city. This is a unique opportunity to join the business at an exciting stage of its journey and play a key role in shaping the growth journey in the coming years.
Joining a small but ambitious team, you’ll play an integral role in supporting a portfolio of clients with their daily compliance responsibilities. You’ll work closely with senior consultants but will quickly gain ownership of your own workload and client relationships. This is a role that offers real variety, from compliance monitoring and regulatory filings through to client interaction and systems implementation. It will suit someone who is naturally curious and proactive.
Key Responsibilities- Supporting a portfolio of clients with day-to-day compliance activity
- Assisting with Compliance Monitoring Programmes including testing and reporting
- Managing workflows across multiple clients and prioritising effectively
- Supporting trade and communications surveillance (including market abuse and best execution)
- Assisting with regulatory filings
- Maintaining policies, procedures, and compliance documentation
- Supporting FCA applications, including Senior Manager approvals and firm authorisations
- Completing FCA RegData and Connect returns
- Working with compliance systems (including LEO for registers, attestations, and monitoring)
- Keeping up to date with regulatory developments and assessing impact on clients
We’re keen to speak with individuals who bring a strong foundation in compliance or financial services, alongside the right mindset to thrive in a consultancy environment. If the below sounds like you then we would love to hear from you.
- Proactive and self motivated
- Comfortable managing multiple clients and competing priorities
- Strong attention to detail, with a solutions focused approach to problem solving
- Confident communicator, able to build relationships with demanding stakeholders
- Resilient and adaptable in a fast paced environment
- Willing to learn independently and develop your compliance knowledge
- Ideally some exposure to compliance, audit, or investment operations
- A basic understanding of FCA requirements and the regulatory landscape
- An understanding of trade operations and/or compliance frameworks
- Opportunity to be part of a new Glasgow hub from the ground up
- Exposure to high profile hedge fund and private equity clients
- A genuine opportunity to accelerate your learning and career progression
- A collaborative, hands on environment where everyone contributes
- Support towards further compliance qualifications
Junior Compliance Consultant in Glasgow employer: Iconic Resourcing
Contact Detail:
Iconic Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Junior Compliance Consultant in Glasgow
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those connected to Comsura. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Show off your curiosity! During interviews, ask questions about their compliance processes and how they tackle challenges. This not only shows your interest but also highlights your proactive mindset.
✨Tip Number 3
Be ready to demonstrate your problem-solving skills. Think of examples from your past experiences where you tackled compliance issues or managed multiple priorities effectively. We love seeing that solutions-focused approach!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re serious about joining the Comsura team and contributing to their exciting growth journey.
We think you need these skills to ace Junior Compliance Consultant in Glasgow
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that match the Junior Compliance Consultant role. Highlight any relevant compliance or financial services experience, and don’t forget to mention your proactive mindset and attention to detail!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re excited about joining Comsura and how your background makes you a great fit. Be sure to show off your communication skills and enthusiasm for the compliance field.
Showcase Your Curiosity: Since the role requires a naturally curious individual, make sure to include examples of how you've proactively learned or tackled challenges in the past. This will demonstrate your willingness to grow and adapt in a fast-paced environment.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of getting noticed. It’s a straightforward process, and we can’t wait to see your application come through!
How to prepare for a job interview at Iconic Resourcing
✨Know Your Compliance Basics
Before heading into the interview, brush up on your understanding of FCA requirements and the regulatory landscape. This will not only show your interest in the role but also demonstrate that you have a solid foundation in compliance, which is crucial for a Junior Compliance Consultant.
✨Showcase Your Proactive Mindset
During the interview, highlight examples from your past experiences where you took initiative or solved problems independently. Comsura values proactive individuals, so sharing specific instances where you managed multiple clients or competing priorities will set you apart.
✨Communicate Confidently
As a Junior Compliance Consultant, you'll need to build relationships with demanding stakeholders. Practice articulating your thoughts clearly and confidently. Use the STAR method (Situation, Task, Action, Result) to structure your responses, especially when discussing your experiences in compliance or financial services.
✨Stay Curious and Informed
Demonstrate your curiosity about the compliance field by discussing recent regulatory developments or trends during the interview. This shows that you're not just knowledgeable but also eager to learn and grow within the consultancy environment at Comsura.