Compliance Supervisor
Compliance Supervisor

Compliance Supervisor

Northampton Full-Time 28000 - 30000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Oversee compliance for mortgage advisers and conduct assessments remotely.
  • Company: Join PRIMIS, the UK's largest Mortgage & Protection Network with 3000 advisors.
  • Benefits: Enjoy remote work flexibility and opportunities for career advancement.
  • Why this job: Great stepping stone to future management roles in a supportive environment.
  • Qualifications: 2+ years in Mortgage & Protection; strong communication skills required.
  • Other info: Diversity and inclusion are core values; all backgrounds welcome.

The predicted salary is between 28000 - 30000 £ per year.

Job Details

Role: Mortgage Compliance Supervisor

Category: Compliance

Advertised Salary: £28,000 – £30,000

Position Type: Permanent Full-Time

Job Locations

UK-Northamptonshire-Northampton

Job Profile

Compliance Supervisor – Remote working but living in the Luton / Northampton region

PRIMIS Mortgage Network are the largest dedicated Mortgage & Protection Network in the UK with some 3000 advisors and circa 1000 partner AR firms nationally. PRIMIS form part of the LSL Property Services plc group.

We are recruiting for a new role, Compliance Supervisor. The Compliance Supervisor will support our large team of Area Supervision Managers operating across the UK and will conduct and evaluate desk-based assessments of low risk Mortgage and Protection Advisers in accordance with the PRIMIS T&C schemes. The Compliance Supervisor will also ensure that appropriate needs are identified and where necessary refer to the Senior Area Supervision Managers.

The role is a remote working role with candidates location being in the Luton / Northampton region.

This is an excellent opportunity for an existing mortgage professional to join our business. The role is seen as a role that will lead some, in time, into the popular Area Supervision Manager / Area Compliance Manager roles that become available as our network grows.

Skills, Qualifications & Experience Required

  • A minimum of 2 years\’ experience within the Mortgage & Protection financial services sector
  • Excellent verbal and written communication skills
  • Ability to prioritise and work to tight deadlines.
  • The ability to work under own initiative.
  • CF 1, 6 & MAQ and/or CeMap 1, 2 & 3 or equivalent (essential)
  • J07 or equivalent H15 (optional)
  • ER1 or equivalent CF7 & HR1 (optional)

Salary is between £28,000 and £30,000 per annum

Candidate location will be a factor in the recruitment process as this role is seen as a role that gives a great grounding for future Area Supervison Managers who are recruited based on candidate geography.

Applications in confidence to James McNee of PRIMIS / LSL\’s internal recruitment function.

We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.

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Compliance Supervisor employer: ICIMS

At PRIMIS Mortgage Network, we pride ourselves on being an exceptional employer, offering a supportive and inclusive work culture that fosters professional growth. With remote working flexibility for those in the Luton/Northampton region, our Compliance Supervisor role not only provides competitive salary packages but also paves the way for career advancement into supervisory positions as our network expands. Join us to be part of a dynamic team dedicated to excellence in the mortgage and protection sector.
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Contact Detail:

ICIMS Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Supervisor

✨Tip Number 1

Familiarise yourself with the specific compliance regulations and standards relevant to the mortgage and protection sector. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.

✨Tip Number 2

Network with professionals in the mortgage compliance field, especially those who are already working at PRIMIS or similar organisations. Engaging with them can provide valuable insights and potentially lead to referrals.

✨Tip Number 3

Prepare to discuss your previous experience in detail, particularly any instances where you've successfully managed compliance issues or improved processes. Real-life examples will make your application stand out.

✨Tip Number 4

Since this role is remote, ensure you have a suitable home office setup and be ready to discuss how you manage your time and productivity while working from home. This shows you're proactive and well-prepared for the role.

We think you need these skills to ace Compliance Supervisor

Mortgage & Protection Knowledge
Compliance Regulations Understanding
Excellent Verbal Communication
Excellent Written Communication
Time Management
Ability to Work Independently
Attention to Detail
Analytical Skills
CF 1, 6 & MAQ or CeMap 1, 2 & 3
Problem-Solving Skills
Team Collaboration
Adaptability
Knowledge of T&C Schemes
Prioritisation Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in the Mortgage & Protection financial services sector. Emphasise any relevant qualifications such as CF 1, 6 & MAQ or CeMap certifications, and showcase your communication skills and ability to work under pressure.

Craft a Strong Cover Letter: Write a cover letter that specifically addresses the role of Compliance Supervisor. Mention your understanding of the responsibilities and how your background aligns with the needs of PRIMIS. Be sure to express your enthusiasm for the opportunity and your commitment to compliance.

Highlight Relevant Experience: In your application, clearly outline your previous roles and responsibilities that relate to compliance and supervision within the mortgage sector. Use specific examples to demonstrate your ability to conduct assessments and manage teams effectively.

Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Supervisor role.

How to prepare for a job interview at ICIMS

✨Know Your Compliance Basics

Make sure you brush up on the key compliance regulations and standards relevant to the mortgage and protection sector. Being able to discuss these confidently will show your understanding of the role and its importance.

✨Demonstrate Your Experience

Prepare specific examples from your past work that highlight your experience in the mortgage and protection financial services sector. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.

✨Showcase Communication Skills

Since excellent verbal and written communication skills are essential for this role, practice articulating your thoughts clearly. You might be asked to explain complex compliance issues, so being concise and clear is key.

✨Ask Insightful Questions

Prepare thoughtful questions about the company culture, team dynamics, and future opportunities within PRIMIS. This not only shows your interest in the role but also helps you gauge if the company is the right fit for you.

Compliance Supervisor
ICIMS

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