Senior Compliance Lead — WealthTech Platform (Equity)

Senior Compliance Lead — WealthTech Platform (Equity)

Full-Time 60000 - 80000 £ / year (est.) No working from home possible
Icebrg.co

At a Glance

  • Tasks: Design and run compliance functions for a scaling WealthTech platform.
  • Company: Join a dynamic London-based WealthTech firm at the forefront of fintech.
  • Benefits: Competitive salary, equity options, and a chance to shape compliance.
  • Other info: Exciting opportunity for career growth in a rapidly evolving industry.
  • Why this job: Make a real impact in a fast-paced environment while ensuring regulatory adherence.
  • Qualifications: Experience in FCA-regulated environments and strong knowledge of MiFID regulations.

The predicted salary is between 60000 - 80000 £ per year.

Icebrg.co, a London-based WealthTech firm, is seeking a Senior Compliance Officer to design and run the compliance function as the platform scales. This hands-on role involves embedding compliance into operations and ensuring regulatory adherence.

Candidates should possess solid experience in FCA-regulated environments, strong knowledge of MiFID regulations, and excellent communication skills.

The position offers a competitive salary, equity options, and a unique opportunity to shape compliance in a fast-paced fintech setting.

Senior Compliance Lead — WealthTech Platform (Equity) employer: Icebrg.co

Icebrg.co is an exceptional employer that fosters a dynamic and innovative work culture, perfect for those looking to make a significant impact in the WealthTech sector. With a focus on employee growth, we offer competitive salaries, equity options, and the chance to shape compliance practices in a rapidly evolving fintech environment, all while being based in the vibrant city of London.

Icebrg.co

Contact Details:

Icebrg.co Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Compliance Lead — WealthTech Platform (Equity)

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Icebrg.co looking for candidates who are engaged and informed.

We think you need these skills to ace Senior Compliance Lead — WealthTech Platform (Equity)

Compliance Management
FCA Regulations
MiFID Regulations
Regulatory Adherence
Communication Skills
Operational Embedding
Experience in Fintech

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Icebrg.co. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Icebrg.co

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Icebrg.co’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!