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- Tasks: Support compliance management and ensure adherence to regulations in a dynamic financial environment.
- Company: Join a leading financial services provider with a focus on regulatory excellence.
- Benefits: Full-time role with competitive salary and opportunities for professional growth.
- Why this job: Make a real impact by ensuring compliance and shaping the future of financial regulations.
- Qualifications: Degree level education and experience in compliance within financial services.
- Other info: Collaborative team environment with opportunities to engage with regulators globally.
The predicted salary is between 36000 - 60000 £ per year.
The Compliance Analyst is responsible for assisting with the administration and management of ICE Clear Europe’s regulatory relationships and ensuring that ICE Clear Europe complies with all applicable regulations and internal policies.
The Compliance Analyst will assist in the development and implementation of ICE Clear Europe’s risk‑based Compliance Monitoring and Testing Programme. This includes identifying relevant regulations, ensuring controls prevent and detect compliance gaps, monitoring systems of control, and advising on compliance issues arising from current and future plans. The analyst will maintain basic knowledge of regulation and corporate governance best practices, communicate across all ICE groups, and deliver difficult messages when needed.
Responsibilities- Provide analytical, supervisory and administrative support and engage appropriate stakeholders at national and supranational regulators in the UK, EU and US, including tracking, monitoring, and organising initiatives.
- Work with ICE Clear Europe’s business to ensure compliance with applicable regulatory and legislative requirements.
- Keep abreast of all relevant regulations for regulated clearing activities in the UK, EU and US.
- Assist with the review and implementation of regulatory change in ICEU’s business.
- Undertake thematic compliance risk evaluations and control monitoring/testing as part of the Compliance Monitoring and Testing Programme (CMTP).
- Participate in the enhancement of the CMTP.
- Provide timely advice and guidance to stakeholders regarding regulatory requirements and related controls and procedures.
- Manage the administration, collate, and draft briefing notes, regulatory responses and reports related to compliance.
- Work with ICE Clear Europe’s business to integrate regulatory developments into documentation and processes.
- Assess, review and enhance compliance processes to keep them current and fit for purpose.
- Coordinate responses to periodic and ad‑hoc regulatory requests.
- Assist with the administration of regulatory reports and submissions.
- Deliver discrete regulatory processes.
- Degree level education or equivalent experience.
- Demonstrable compliance experience in the financial services sector (clearinghouse, exchange, other market infrastructure provider, financial services provider or financial market participant).
- Excellent administrative, organisational and time‑management skills.
- Excellent analytical and verbal/written communication skills.
- Strong team player with good interpersonal skills.
- Strong IT literacy skills.
- Ability to manage and assist with multiple business priorities simultaneously.
- Knowledge of clearinghouse operations and applicable regulatory standards.
- CISI certification.
- Experience in building end‑user developed applications (Excel, Access, SQL, etc.).
Compliance Analyst in City of London employer: ICE
Contact Detail:
ICE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst in City of London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field on LinkedIn or at industry events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance Analyst role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulations and compliance practices. We recommend creating a cheat sheet of key points to discuss, so you can confidently show off your expertise when chatting with potential employers.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. We suggest mentioning something specific from your conversation to make it personal and memorable.
✨Tip Number 4
Apply through our website for the best chance at landing that job! We’ve got loads of resources and tips to help you shine during the application process, so don’t miss out on the opportunity to stand out as a Compliance Analyst.
We think you need these skills to ace Compliance Analyst in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your relevant experience in compliance and regulatory environments, and don’t forget to showcase your analytical skills. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Keep it concise but impactful – we love a good story that connects your experience to our mission.
Showcase Your Communication Skills: As a Compliance Analyst, strong communication is key. In your application, demonstrate your ability to convey complex information clearly. Whether it's through your CV or cover letter, let us see your verbal and written skills in action!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining the StudySmarter family!
How to prepare for a job interview at ICE
✨Know Your Regulations
Make sure you brush up on the relevant regulations for clearing activities in the UK, EU, and US. Being able to discuss these confidently will show that you're serious about the Compliance Analyst role and understand the landscape you'll be working in.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles. Whether it's through compliance monitoring or risk evaluations, having concrete examples ready will help demonstrate your capability to handle the responsibilities of the position.
✨Communicate Clearly
Since the role involves delivering difficult messages and advising stakeholders, practice articulating complex compliance issues in a straightforward manner. This will not only help you in the interview but also in your future role.
✨Be a Team Player
Highlight your experience working collaboratively with different teams. The Compliance Analyst role requires engaging with various stakeholders, so showing that you can work well in a team will be a big plus.
