At a Glance
- Tasks: Monitor market conduct and financial crime risks through alerts and investigations.
- Company: Join ICBC Standard Bank, a leading global financial markets and commodities bank.
- Benefits: Enjoy competitive pay, hybrid working, generous parental leave, and wellness perks.
- Other info: Be part of a supportive culture that values diversity and personal growth.
- Why this job: Make a real impact in compliance while growing your expertise in a diverse team.
- Qualifications: Experience in surveillance within finance, strong data analysis skills, and knowledge of regulations.
The predicted salary is between 49500 - 60500 £ per year.
The Surveillance function, sitting within Compliance, monitors Market Conduct, Financial Crime and Conflicts of Interest risks utilising a combination of automated and manual controls monitoring transactions and communications. The division performs Surveillance across all business activities and regions including London, New York, Singapore and Shanghai. Surveillance work closely with Compliance IT to assist development and maintenance of its monitoring systems and other related Compliance technology. This ensures the continued innovation and enhancement to meet new regulatory requirements, changes in business strategy and emerging risks within the Bank.
We are seeking an experienced Analyst to join the Surveillance Alerts & Investigations team. The role is responsible for the review, assessment and triage of surveillance alerts generated across market conduct, financial crime and communications surveillance frameworks. The successful candidate will play a key role in identifying, assessing and escalating activity that may indicate market abuse, financial crime, regulatory breaches or other forms of misconduct. Where concerns are identified, the Analyst will support investigations that may contribute to the submission of Suspicious Transaction and Order Reports (STORs), Suspicious Activity Reports (SARs), internal disciplinary actions or other regulatory escalations.
- Data Management & Analysis:
- Knowledge & Compliance:
- System & Process Support:
- Internal Collaboration & Reporting:
- Business Continuity:
We're looking for the following skills and experience. If you don't have all of these but think you could be a good fit for the role:
- Experience working in a Surveillance unit within a regulated financial institution.
- Experience working with transaction, client and firm static data.
- Experience analysing and presenting data within Excel or other reporting tools.
- Understanding of Financial Instruments and Regulated Markets.
- Understanding of Commodity products and experience in Commodity market abuse monitoring.
- Understanding of relevant Market Abuse laws, regulations and guidelines.
- Understanding of Financial Crime rules and regulations, including rules and regulations on anti-money laundering, counter-terrorism, anti-bribery and corruption, sanctions and fraud.
- Understanding of client onboarding processes.
- Understanding of FCA relevant Market Conduct rules.
- IT skills including proficient level of Microsoft Excel.
- Mandarin communication skills written and verbal would be beneficial but not required.
ICBC Standard Bank Plc (ICBCS) is a leading financial markets and commodities bank, driven to deliver the right outcomes for our stakeholders, clients, counterparties and markets. We benefit from a unique Chinese and African parentage and an unrivalled global network and expertise. We're headquartered in London, with operations in Shanghai, Singapore and New York. We're a diverse and close-knit global team. We put people first, giving talented, self-driven professionals the flexibility, rewards and freedom to grow their expertise and realise their potential. Our vision statement, "Be Yourself, Succeed Together" underpins our drive for an open and transparent culture which values difference, enabling everyone to thrive whilst being themselves. We have an active E, D&I forum and we're growing other employee network groups, including for women and neurodiversity. We're committed to the principle of equal opportunities. All applicants will be treated equally and will be considered on their merits and skills without discrimination.
What’s in it for you?
- Financial: market-based pay based on skills and experience, discretionary annual bonus, pension contribution 10% (employee contribution 5%), travel insurance, life assurance and income replacement insurance.
- Hybrid working: the option to work remotely up to two days per week, depending on the role.
- Family: 6 months maternity leave at full pay, 4 weeks paternity leave at full pay and enhanced shared parental leave pay. Coaching for family leave returners and access to emergency care via My Family Care. Paid fertility and miscarriage leave.
- Wellbeing: private medical insurance, Bike2Work scheme, health and fitness subsidy, holiday exchange, Employee Assistance Programme and menopause policy.
- Community: paid volunteering leave and Give As You Earn scheme. Vibrant CSR and engagement forums and fundraising for our charity partners.
- Development: a suite of opportunities to build the skills you need to excel in your role.
Surveillance Analyst in London employer: ICBC Standard Bank Plc
ICBC Standard Bank Plc is an exceptional employer, offering a vibrant and inclusive work culture in the heart of London. As a Commodities Desk Assistant, you'll thrive in a dynamic team environment that prioritises professional growth and embraces innovative technology, ensuring you have the tools to succeed. With a commitment to diversity and equal opportunities, we empower our employees to be themselves and achieve their full potential while enjoying the flexibility and rewards that come with being part of a leading financial markets and commodities bank.
StudySmarter Expert Advice🤫
We think this is how you could land Surveillance Analyst in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like ICBC Standard Bank Plc. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Surveillance Analyst in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to ICBC Standard Bank Plc.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on ICBC Standard Bank Plc's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at ICBC Standard Bank Plc
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with ICBC Standard Bank Plc.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at ICBC Standard Bank Plc will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former ICBC Standard Bank Plc employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
