At a Glance
- Tasks: Lead SOX compliance activities and enhance internal controls across complex enterprise systems.
- Company: National organisation investing in growth and innovation.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional development.
- Other info: Join a team focused on continuous improvement and robust control frameworks.
- Why this job: Make a real impact on governance and risk management in a dynamic environment.
- Qualifications: Experience in SOX compliance, audit, and strong stakeholder management skills.
The predicted salary is between 60000 - 80000 £ per year.
As continued investment drives growth across this national organisation, they are looking to appoint an IT SOX & Internal Controls Senior Manager to play a pivotal role in strengthening and enhancing the control environment across a complex enterprise systems landscape. This is an excellent opportunity for a professional with a background in SOX compliance, internal controls, audit, ERP governance, or risk management.
You will lead SOX compliance activities across key business systems, partnering with stakeholders to design, test and enhance controls within a sophisticated ERP environment. The role offers the opportunity to influence change, drive best practice and support the ongoing development of a robust controls framework across the group.
Key responsibilities include:
- Leading SOX compliance activities across in-scope systems
- Managing IT General Controls (ITGCs) and perform ITAC and ITGC reviews and testing, including IT Key reports to ensure compliance to SOX
- Driving control design, testing, remediation and continuous improvement initiatives
- Supporting internal and external audits
- Enhancing governance, risk management and control frameworks
- Working closely with IT internal control owners to ensure appropriate audit trail maintenance throughout the audit
- Providing subject matter expertise on SOX, ERP controls and best practice compliance
About You
- Experience managing or testing SOX controls, ITGCs and ITACs
- A strong understanding of audit, risk, compliance and governance frameworks
- Experience assessing control weaknesses and implementing remediation plans
- Strong stakeholder management and communication skills
- The ability to analyse complex processes and build scalable control environments
- Oracle Fusion or other Oracle ERP systems
- User access management, segregation of duties and change management controls
- ISO 27001, ISO 31000 or similar governance frameworks
- Audit management and regulatory compliance exposure
- Compliance automation platforms such as Vanta
Unfortunately the client is unable to offer sponsorship.
IT SOx & Internal Controls Senior Manager in Leeds employer: HW Finance
HW Finance is an exceptional employer, offering a dynamic work environment in Leeds where financial professionals can thrive. With a strong focus on employee growth and development, the company provides excellent progression opportunities alongside a competitive salary and bonus structure. The collaborative culture fosters innovation and teamwork, making it a rewarding place for those looking to make a meaningful impact in the finance sector.
StudySmarter Expert Advice🤫
We think this is how you could land IT SOx & Internal Controls Senior Manager in Leeds
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like HW Finance looking for candidates who are engaged and informed.
We think you need these skills to ace IT SOx & Internal Controls Senior Manager in Leeds
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at HW Finance. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at HW Finance
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with HW Finance’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
