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For Companies At a Glance
- Tasks: Lead internal audits for diverse financial clients, ensuring quality and compliance.
- Company: Join a top consultancy expanding its Financial Services Risk Assurance division.
- Benefits: Enjoy professional growth, study support, and the chance to work with leading financial institutions.
- Why this job: Perfect for those seeking to enhance their skills in a dynamic, ethical environment.
- Qualifications: Experience in Financial Services and relevant audit qualifications or progress towards them required.
- Other info: UK travel may be involved; sponsorship is not available.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Currently partnering with a leading consultancy expanding its Financial Services Risk Assurance division, seeking a Senior Internal Auditor to join the dynamic team.
You will be joining a dynamic and experienced group dedicated to serving a diverse portfolio of clients across the financial services sector.
Whether you are currently working in industry and curious about working for a leading consultancy, or someone in External Audit within Financial Services looking for a change – this is a great chance to expand your technical capabilities.
About the Role
As a Senior Internal Auditor, you will report directly to senior leadership and take ownership of your own client portfolio, delivering end-to-end audits.
Our clients include a broad range of financial institutions such as banks, building societies, insurance firms, wealth managers, and advice businesses. This role offers the opportunity to work across multiple sectors, develop your client management and leadership skills, and oversee internal audit assignments from planning through to quality assurance.
Key Responsibilities
- Manage and coordinate internal audit contracts, ensuring work aligns with client expectations, regulatory requirements, and internal audit standards.
- Support the client management team in delivering internal audit and broader risk assurance services across a portfolio of financial services clients, including occasional UK travel.
- Lead and oversee the execution of internal audit engagements, ensuring high-quality delivery and adherence to agreed timelines and budgets.
- Conduct and review quality assurance and internal audit assessments, providing clear, compliant, and insightful reports and summaries.
- Maintain and apply extensive technical knowledge of governance, products, and processes relevant to the financial services sector.
- Operate across audits covering Consumer Duty, Fraud, AML, Regulatory, and Compliance reviews, gaining broader experience.
Candidate Profile
- Experience working in Financial Services, with exposure to and understanding of FCA regulations.
- Relevant internal audit or accountancy qualification, or working towards one – ACA, IIA, ACCA, CIMA – with study support available.
- Ambitious, with a strong desire for professional growth and career development.
- Committed to upholding high ethical standards and enhancing brand reputation.
Unfortunately, sponsorship is not offered with this client.
Senior Internal Auditor (Financial Services) employer: HW FINANCE LIMITED
Contact Detail:
HW FINANCE LIMITED Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Internal Auditor (Financial Services)
✨Tip Number 1
Network with professionals in the financial services sector. Attend industry events, webinars, or local meetups to connect with individuals who work in consultancy or internal auditing. This can help you gain insights into the role and potentially lead to referrals.
✨Tip Number 2
Familiarise yourself with the latest FCA regulations and compliance standards relevant to the financial services industry. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to staying updated in your field.
✨Tip Number 3
Prepare for potential interviews by practising common questions related to internal auditing and risk assurance. Focus on articulating your experience with end-to-end audits and how you've managed client relationships in previous roles.
✨Tip Number 4
Showcase your ambition for professional growth during discussions. Highlight any relevant qualifications you are pursuing, such as ACA, IIA, ACCA, or CIMA, and express your eagerness to develop your skills further within the consultancy environment.
We think you need these skills to ace Senior Internal Auditor (Financial Services)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial services and internal auditing. Emphasise any qualifications like ACA, IIA, ACCA, or CIMA, and showcase your understanding of FCA regulations.
Craft a Compelling Cover Letter: Write a cover letter that reflects your ambition and desire for professional growth. Mention specific experiences that demonstrate your ability to manage internal audit contracts and deliver high-quality results.
Showcase Technical Knowledge: In your application, include examples of your technical knowledge related to governance, products, and processes in the financial services sector. This will show your capability to handle diverse client portfolios.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents. Check for any grammatical errors or typos, and ensure that your information is clear and concise to make a strong impression.
How to prepare for a job interview at HW FINANCE LIMITED
✨Understand the Financial Services Landscape
Make sure you have a solid grasp of the financial services sector, including key regulations like FCA guidelines. This knowledge will help you demonstrate your expertise and show that you're well-prepared for the role.
✨Showcase Your Audit Experience
Be ready to discuss your previous audit experiences in detail. Highlight specific projects where you led audits or contributed significantly, focusing on the outcomes and how they benefited the client.
✨Prepare for Technical Questions
Expect questions that test your technical knowledge related to internal auditing and risk assurance. Brush up on relevant standards and methodologies to confidently answer these queries.
✨Demonstrate Leadership Skills
As a Senior Internal Auditor, you'll need to lead teams and manage client relationships. Prepare examples that showcase your leadership abilities and how you've successfully managed projects or teams in the past.
