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- Tasks: Lead projects in Wealth and Asset Management, focusing on compliance and risk management.
- Company: Huntswood is a dynamic advisory firm specializing in financial services.
- Benefits: Enjoy hybrid work options and opportunities for UK travel.
- Why this job: Join a team where your expertise shapes the future of financial compliance and risk.
- Qualifications: Expert knowledge in Financial Services regulation and extensive experience in Wealth Management required.
- Other info: Be part of a collaborative environment that values innovation and improvement.
The predicted salary is between 48000 - 72000 £ per year.
Huntswood currently has an exciting opportunity for a Senior Technical Advisor – Wealth & Investment to join our busy advisory team based out of our Reading office on a hybrid basis, with some UK travel. Reporting to the Director of Advisory Services, you will be Huntswood’s senior technical expert in Wealth and Asset Management, Investments and Pensions, as well as a willingness to contribute to wider compliance projects i.e. Consumer Duty, Complaints reviews and Remediation. You will identify opportunities and deliver projects across conduct and operational risk. These projects/engagements will include: Identifying gaps in regulatory obligations or opportunities for improvement Transforming capabilities or making incremental improvements Implementing and embedding regulatory change Providing independent assurance that you are on the right track Helping to put things right when they go wrong The successful Senior Technical Advisor will have: Expert knowledge and experience in Financial Services regulation, Conduct Risk related issues and extensive experience across the Wealth and Asset Management sector Comprehensive and detailed understanding of the FCA, including both current and emerging issues affecting firms. This should include working knowledge of COBS, SYSC, DISP, COCON, CASS amongst other key regulatory rules and guidance Experience of liaisi…
Senior Technical Advisor - Wealth & Investment employer: Huntswood
Contact Detail:
Huntswood Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Technical Advisor - Wealth & Investment
✨Tip Number 1
Make sure to stay updated on the latest developments in Financial Services regulation, especially those related to Wealth and Asset Management. This will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 2
Network with professionals in the Wealth and Investment sector. Attend industry events or webinars to connect with others who can provide insights into the role and potentially refer you to opportunities at Huntswood.
✨Tip Number 3
Prepare to discuss specific examples of how you've identified regulatory gaps or implemented changes in previous roles. This will showcase your expertise and problem-solving skills during the interview process.
✨Tip Number 4
Familiarize yourself with Huntswood's values and recent projects. Being able to align your experience with their mission will make you a more attractive candidate and show that you're genuinely interested in joining their team.
We think you need these skills to ace Senior Technical Advisor - Wealth & Investment
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Senior Technical Advisor position. Highlight key responsibilities and required skills, and think about how your experience aligns with these.
Tailor Your CV: Customize your CV to emphasize your expertise in Financial Services regulation and Conduct Risk. Include specific examples of your experience in Wealth and Asset Management that demonstrate your qualifications for this role.
Craft a Compelling Cover Letter: Write a cover letter that not only outlines your relevant experience but also shows your enthusiasm for the role at Huntswood. Mention specific projects or achievements that relate to the responsibilities listed in the job description.
Highlight Regulatory Knowledge: In both your CV and cover letter, make sure to highlight your comprehensive understanding of FCA regulations and any relevant frameworks like COBS, SYSC, DISP, COCON, and CASS. This will demonstrate your readiness to take on the challenges of the position.
How to prepare for a job interview at Huntswood
✨Showcase Your Expertise
Make sure to highlight your expert knowledge in Financial Services regulation and Conduct Risk during the interview. Prepare specific examples from your past experiences that demonstrate your understanding of FCA regulations and how you've applied them in real-world scenarios.
✨Understand the Company’s Needs
Research Huntswood and their advisory services thoroughly. Understand their current projects and challenges in Wealth and Asset Management, and be ready to discuss how your skills can help address these needs.
✨Prepare for Regulatory Discussions
Since the role involves compliance projects, be prepared to discuss recent changes in regulations and how they impact the industry. Familiarize yourself with key regulatory rules like COBS, SYSC, and DISP, and think about how you would implement these changes effectively.
✨Demonstrate Problem-Solving Skills
The role requires identifying gaps and implementing improvements. Be ready to share examples of how you've successfully identified issues in previous roles and the steps you took to resolve them. This will showcase your proactive approach and problem-solving abilities.
