UK Compliance Lead – MiFID, FCA & AIFMD in London

UK Compliance Lead – MiFID, FCA & AIFMD in London

London Full-Time 59400 - 72600 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Ensure compliance with UK regulations and oversee MiFID and AIFMD activities.
  • Company: Join a leading global investment firm with a strong compliance culture.
  • Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
  • Other info: Collaborative environment with a focus on career development and regulatory excellence.
  • Why this job: Make a real impact in regulatory compliance while working with a dynamic team.
  • Qualifications: Experience in UK compliance and knowledge of FCA regulations required.

The predicted salary is between 59400 - 72600 £ per year.

Partners Group seeks a UK Compliance professional to ensure two FCA-licensed firms meet UK regulatory obligations.

You will work with the Head of Compliance UK, provide regulatory advice, perform hands-on tasks, and participate in policy and regulatory implementation projects.

You will oversee Mi FID and AIFMD-related activities, maintain CASS processes, and coordinate with a small global team to manage regulatory change and monitoring across public markets and investments.

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UK Compliance Lead – MiFID, FCA & AIFMD in London employer: Hortifruti Natural da Terra

NARS is an exceptional employer that champions creativity and individuality, offering a vibrant work culture in the heart of Glasgow. As a Retail Manager, you will benefit from comprehensive training, generous employee discounts, and a commitment to your professional growth through annual performance reviews and development opportunities. Join a diverse team that values collaboration and innovation, where your leadership can inspire both your team and customers alike.

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Contact Details:

Hortifruti Natural da Terra Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land UK Compliance Lead – MiFID, FCA & AIFMD in London

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Hortifruti Natural da Terra looking for candidates who are engaged and informed.

We think you need these skills to ace UK Compliance Lead – MiFID, FCA & AIFMD in London

UK Regulatory Knowledge
FCA Compliance
MiFID Regulations
AIFMD Regulations
CASS Processes
Regulatory Advice
Policy Implementation

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Hortifruti Natural da Terra. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Hortifruti Natural da Terra

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Hortifruti Natural da Terra’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!