At a Glance
- Tasks: Review and sign off client due diligence and risk assessments in a fast-paced environment.
- Company: Homey, a leading conveyancing operation with a focus on compliance.
- Benefits: Competitive salary, hybrid working, and a respected control-point role.
- Other info: Direct line to senior leadership and opportunities for professional growth.
- Why this job: Make a real impact by ensuring compliance and safeguarding client interests.
- Qualifications: Qualified conveyancer or solicitor with AML/CDD experience.
The predicted salary is between 45000 - 62000 £ per year.
Description
This is the AML control point through which every matter passes at Homey's conveyancing operation.
We're looking for a qualified conveyancer or solicitor to review and sign off client due diligence, source of funds and risk assessments prepared across our conveyancing brands, reporting into the Business Unit Manager and working closely with our Compliance Officer for Legal Practice (COLP).
What you'll do
Review and sign due diligence, ID verification and matter risk assessments on every new matter within our service standard.
Review and sign source of funds/source of wealth evidence before funds are accepted onto any matter.
Escalate red flags to the COLP the same day, with a clear recommendation.
Give returned files precise, actionable feedback on exactly what's missing — so the same gap isn't repeated.
What excellence looks like
No matter proceeds past a control point without a signed check.
Returned files tell the conveyancer exactly what's missing — no back-and-forth needed.
Turnaround is fast enough that signing is never the reason a matter is delayed.
Requirements
Qualified conveyancer, solicitor or CILEx-qualified, with solid AML/CDD experience in residential conveyancing.
Working knowledge of the SRA Standards and Regulations and current AML/source-of-funds expectations.
Sharp eye for risk with the judgement to escalate the right things, not everything.
Comfort being the "no" in a fast-moving commercial environment when a check genuinely isn't satisfied.
Benefits
A designated, respected control-point role with real authority — not a rubber stamp.
Hybrid working, Wolverhampton base.
Direct line into the COLP and senior leadership on emerging risk themes.
Compliance / Audit Signer in Wolverhampton employer: Homey
Homey offers an exceptional work environment for Compliance / Audit Signers, providing a designated control-point role that empowers you with real authority and influence. With a competitive salary and hybrid working options based in Wolverhampton, employees benefit from direct access to senior leadership and opportunities for professional growth within a supportive culture that values precision and accountability. Join us to make a meaningful impact in a fast-paced commercial setting where your expertise is truly valued.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance / Audit Signer in Wolverhampton
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Homey looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance / Audit Signer in Wolverhampton
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Homey. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Homey
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Homey’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
