Senior Compliance Manager - Help Shape a New FCA-Regulated Business
Walsall (Hybrid) | Up to £80,000 + 20% Bonus + Company Car or £7,000 Car Allowance
At HomeServe Finance, we're building something new.
HS Credit Partners is a newly established FCA-regulated business that will support the continued growth of HomeServe Finance through regulated credit broking and strategic partnerships. As we establish our Principal Firm model and regulatory framework, we're looking for a Senior Compliance Manager to play a key role in shaping the business from the outset.
Reporting to the Risk & Compliance Director, you'll provide independent compliance oversight, support strong customer outcomes and help ensure the business continues to operate within its regulatory obligations while delivering its growth ambitions. The role includes responsibility for compliance framework development, AR oversight, Consumer Duty governance, compliance monitoring and regulatory readiness.
What you'll be doing
- Developing and enhancing the compliance framework for HS Credit Partners.
- Providing oversight of Appointed Representatives (ARs) and Introducer Appointed Representatives (IARs).
- Delivering risk-based compliance monitoring, assurance activity and thematic reviews.
- Supporting Consumer Duty compliance and monitoring customer outcomes.
- Reviewing and approving financial promotions and customer communications.
- Providing practical regulatory advice to stakeholders across the business.
- Producing compliance reporting and management information for senior leaders and governance forums.
- Supporting FCA engagement, regulatory change initiatives and ongoing authorisation readiness.
What we offer
- Up to £80,000 salary
- 20% annual bonus
- Private Medical Insurance
- Hybrid working (minimum of 2 days per week in our Walsall office)
- 25 days annual leave plus bank holidays
- Life assurance
- Employee Assistance Programme
- Access to a wide range of additional benefits, wellbeing support and employee discounts
- Professional development and career progression opportunities
About You
What we're looking for
We're looking for an experienced compliance professional who enjoys balancing regulatory requirements with commercial objectives and can provide robust challenge while building strong stakeholder relationships.
- Significant compliance experience within an FCA-regulated consumer finance environment.
- Strong knowledge of Consumer Credit regulation, Consumer Duty and Financial Promotions requirements.
- Experience within lending, credit broking, Principal Firm or Appointed Representative oversight environments.
- Experience developing compliance frameworks, monitoring programmes and governance arrangements.
- Strong stakeholder management and influencing skills.
- Experience producing senior management and Board-level reporting.
- Professional compliance qualification (ICA, CISI, IRM or equivalent) or equivalent experience.
- A pragmatic approach to problem solving and regulatory risk management.
About Us
Why HomeServe Finance?
This is a rare opportunity to join a newly established FCA-regulated business at an early stage of its journey. You'll help shape the compliance framework, influence key decisions and work closely with senior leaders to build a business that delivers great customer outcomes while maintaining the highest standards of governance and regulatory compliance.
Diversity & Inclusion
At HomeServe Finance, we're committed to creating an inclusive workplace where everyone feels they belong. We welcome applications from all backgrounds and experiences because we know diverse perspectives make us stronger. If you're excited by this opportunity but don't meet every requirement, we'd still encourage you to apply.
If you're looking for a senior compliance role where you can genuinely influence, shape and build a growing regulated business, we'd love to hear from you.
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Competitive + £7000 Cash/Car Allowance +15% Yearly Bonus
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Senior Compliance Manager in Walsall employer: HomeServe UK
HomeServe Finance is an exceptional employer, offering a dynamic work culture that fosters innovation and collaboration in the heart of London. With a strong focus on employee growth, you will have access to cutting-edge technology and the opportunity to shape impactful solutions in the FinTech space, all while enjoying the flexibility of a hybrid work model. Join us to be part of a forward-thinking team that values your contributions and supports your professional development.
