At a Glance
- Tasks: Shape compliance frameworks and ensure regulatory adherence in a new FCA-regulated business.
- Company: Join HomeServe Finance, a pioneering company in the consumer finance sector.
- Benefits: Up to £80,000 salary, 20% bonus, hybrid working, and extensive benefits.
- Other info: Diverse and inclusive workplace with opportunities for professional growth.
- Why this job: Make a real impact by influencing compliance in a growing business.
- Qualifications: Significant compliance experience and strong knowledge of Consumer Credit regulations.
The predicted salary is between 40500 - 49500 £ per year.
- Senior Compliance Manager - Help Shape a New FCA-Regulated Business
- Walsall (Hybrid) | Up to £80,000 + 20% Bonus + Company Car or £7,000 Car Allowance
Home Serve Finance , we're building something new.
HS Credit Partners is a newly established FCA-regulated business that will support the continued growth of Home Serve Finance through regulated credit broking and strategic partnerships.
As we establish our Principal Firm model and regulatory framework, we're looking for a Senior Compliance Manager to play a key role in shaping the business from the outset.
Reporting to the Risk & Compliance Director, you'll provide independent compliance oversight, support strong customer outcomes and help ensure the business continues to operate within its regulatory obligations while delivering its growth ambitions.
The role includes responsibility for compliance framework development, AR oversight, Consumer Duty governance, compliance monitoring and regulatory readiness.
- What you'll be doing
- Developing and enhancing the compliance framework for HS Credit Partners.
- Providing oversight of Appointed Representatives (ARs) and Introducer Appointed Representatives (IARs).
- Delivering risk-based compliance monitoring, assurance activity and thematic reviews.
- Supporting Consumer Duty compliance and monitoring customer outcomes.
- Reviewing and approving financial promotions and customer communications.
- Providing practical regulatory advice to stakeholders across the business.
- Producing compliance reporting and management information for senior leaders and governance forums.
- Supporting FCA engagement, regulatory change initiatives and ongoing authorisation readiness.
What we offer
- Up to £80,000 salary
- 20% annual bonus
- Private Medical Insurance
- Hybrid working (minimum of 2 days per week in our Walsall office)
- 25 days annual leave plus bank holidays
- Life assurance
- Employee Assistance Programme
- Access to a wide range of additional benefits, wellbeing support and employee discounts
- Professional development and career progression opportunities
About You
What we’re looking for
We're looking for an experienced compliance professional who enjoys balancing regulatory requirements with commercial objectives and can provide robust challenge while building strong stakeholder relationships.
- Significant compliance experience within an FCA-regulated consumer finance environment.
- Strong knowledge of Consumer Credit regulation, Consumer Duty and Financial Promotions requirements.
- Experience within lending, credit broking, Principal Firm or Appointed Representative oversight environments.
- Experience developing compliance frameworks, monitoring programmes and governance arrangements.
- Strong stakeholder management and influencing skills.
- Experience producing senior management and Board-level reporting.
- Professional compliance qualification (ICA, CISI, IRM or equivalent) or equivalent experience.
- A pragmatic approach to problem solving and regulatory risk management.
About Us
Why Home Serve Finance?
This is a rare opportunity to join a newly established FCA-regulated business at an early stage of its journey.
You'll help shape the compliance framework, influence key decisions and work closely with senior leaders to build a business that delivers great customer outcomes while maintaining the highest standards of governance and regulatory compliance.
Diversity & Inclusion
At Home Serve Finance, we're committed to creating an inclusive workplace where everyone feels they belong.
We welcome applications from all backgrounds and experiences because we know diverse perspectives make us stronger.
If you're excited by this opportunity but don't meet every requirement, we'd still encourage you to apply.
If you're looking for a senior compliance role where you can genuinely influence, shape and build a growing regulated business, we'd love to hear from you.
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Senior Compliance Manager in Bloxwich employer: HomeServe UK
HomeServe Finance is an exceptional employer, offering a dynamic work culture that fosters innovation and collaboration in the heart of London. With a strong focus on employee growth, you will have access to cutting-edge technology and the opportunity to shape impactful solutions in the FinTech space, all while enjoying the flexibility of a hybrid work model. Join us to be part of a forward-thinking team that values your contributions and supports your professional development.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in Bloxwich
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like HomeServe UK looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Manager in Bloxwich
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at HomeServe UK. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at HomeServe UK
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with HomeServe UK’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
