At a Glance
- Tasks: Provide expert regulatory advice and support clients in compliance with banking regulations.
- Company: Join a leading firm with a focus on regulatory assurance in banking and capital markets.
- Benefits: Enjoy a hybrid working model, flexible arrangements, and coaching for career returners.
- Other info: Work in a diverse team culture with opportunities for professional growth.
- Why this job: Make a real impact in the financial sector while developing your expertise in regulatory frameworks.
- Qualifications: Experience in regulatory environments and strong client relationship skills are essential.
The predicted salary is between 60000 - 80000 £ per year.
The Prudential Regulatory Assurance Team is a national team of regulatory experts covering the provision of Prudential Regulatory Assurance services across several core disciplines including capital, liquidity, regulatory reporting, recovery planning and wind‑down, public disclosures, stress testing, credit and market risk frameworks, risk appetite, and risk management frameworks. As a member of the team, you will support clients in helping them understand and comply with prudential regulatory frameworks, including the PRA, FCA, and ECB regimes. Your work will involve a mix of technical advisory, reviews, and client engagement.
Responsibilities
- Provide clients with practical and technical advice on specific elements of the prudential regulatory framework applicable to banks and other regulated entities.
- Help clients anticipate and assess the impact of regulatory change.
- Undertake specialist reviews of core regulatory capital, liquidity, leverage calculations, ICAAP/ILAAP documentation, and gap analysis of regulatory compliance.
- Assist firms in preparing for and following up arising from PRA/FCA/ECB interactions, including SREP/L‑SREP themed visits and in preparing applications for authorisations or variations in permissions.
- Benchmark prudential regulatory frameworks compared with peer/industry practice.
- Work effectively in diverse teams within an inclusive culture and recognise contributions.
- Manage a portfolio of client engagements simultaneously, developing junior team members.
Skills & Experience
- Detailed technical knowledge and practical experience in the prudential regulatory environment, such as working in consulting, regulation or industry roles.
- Experience in Regulatory Capital Rules (CRR), capital forecasting or ICAAP.
- Experience in liquidity management, forecasting, ILAAP, NSFR or LCR.
- Experience in regulatory reporting, stress testing, credit or market risk frameworks, risk appetite and risk management frameworks, and interest rate risk in the banking book.
- Experience with recovery and resolution planning or solvent wind‑down.
- Knowledge of current regulatory developments (Basel, CRR3/CRD6, UK PRA, FCA prudential policy).
- Ability to deliver high‑quality service and build client relationships, and manage priorities across projects.
Location & Working Arrangements
London – hybrid working model with flexible arrangements. Details to be discussed during the recruitment process.
Return to Work Support
Coaching and support available for candidates returning to the workplace after a career break of two years or more.
Regulatory Advisory Lead – Banking & Capital Markets employer: Hm Revenue & Customs (Hmrc)
As a leading employer in the banking and capital markets sector, we pride ourselves on fostering a collaborative and inclusive work culture that values diversity and innovation. Our London-based team offers flexible hybrid working arrangements, comprehensive coaching for those returning to the workforce, and ample opportunities for professional growth, ensuring that every employee can thrive while making a meaningful impact in the regulatory landscape.
Contact Details:
Hm Revenue & Customs (Hmrc) Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Advisory Lead – Banking & Capital Markets
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and capital markets sector. Attend industry events or webinars, and don’t be shy about introducing yourself. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your technical knowledge. Make sure you can discuss regulatory frameworks like PRA, FCA, and ECB with confidence. We recommend doing mock interviews with friends or using online platforms to get comfortable with the questions you might face.
✨Tip Number 3
Showcase your experience! When you get the chance to speak with potential employers, highlight your practical experience in regulatory capital rules and liquidity management. We want to see how you can bring value to their team, so be ready to share specific examples.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged. So, go ahead and take that step!
We think you need these skills to ace Regulatory Advisory Lead – Banking & Capital Markets
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your knowledge of prudential regulatory frameworks and any relevant consulting or industry roles you've had. We want to see how you fit into our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory advisory work and how your background aligns with our needs. Be sure to mention specific experiences that demonstrate your expertise in areas like capital forecasting or liquidity management.
Showcase Your Technical Knowledge:Since this role requires detailed technical knowledge, don’t shy away from mentioning specific regulations or frameworks you’ve worked with. Whether it's CRR, ICAAP, or stress testing, we want to know how your experience can help us support our clients effectively.
Apply Through Our Website:We encourage you to apply directly through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Hm Revenue & Customs (Hmrc)
✨Know Your Regulatory Stuff
Make sure you brush up on the latest prudential regulatory frameworks like PRA, FCA, and ECB. Being able to discuss recent changes or developments in these areas will show that you're not just knowledgeable but also genuinely interested in the field.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience with regulatory capital rules, liquidity management, or stress testing. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Engage with Real Scenarios
Think about potential challenges clients might face regarding regulatory compliance and how you would advise them. This will demonstrate your problem-solving skills and ability to think on your feet during the interview.
✨Build Rapport
Remember, interviews are a two-way street! Be personable and engage with your interviewers. Ask insightful questions about their team culture and client engagements to show that you’re keen on being part of their inclusive environment.
