Assistant Manager, Banking and Capital Markets, Prudential Regulatory Assurance, Audit and Assurance

Assistant Manager, Banking and Capital Markets, Prudential Regulatory Assurance, Audit and Assurance

Full-Time 55000 - 65000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Provide expert advice on regulatory frameworks and support clients in compliance.
  • Company: Join a leading team of regulatory experts in a dynamic environment.
  • Benefits: Enjoy hybrid working, flexible arrangements, and coaching for career returners.
  • Other info: Collaborative culture with opportunities for professional growth.
  • Why this job: Make a real impact in the banking sector while developing your skills.
  • Qualifications: Experience in prudential regulation and strong client relationship skills.

The predicted salary is between 55000 - 65000 £ per year.

The Prudential Regulatory Assurance Team is a national team of regulatory experts covering the provision of Prudential Regulatory Assurance services across several core disciplines including capital, liquidity, regulatory reporting, recovery planning and wind‑down, public disclosures, stress testing, credit and market risk frameworks, risk appetite, and risk management frameworks. As a member of the team, you will support clients in helping them understand and comply with prudential regulatory frameworks, including the PRA, FCA, and ECB regimes. Your work will involve a mix of technical advisory, reviews, and client engagement.

Responsibilities

  • Provide clients with practical and technical advice on specific elements of the prudential regulatory framework applicable to banks and other regulated entities.
  • Help clients anticipate and assess the impact of regulatory change.
  • Undertake specialist reviews of core regulatory capital, liquidity, leverage calculations, ICAAP/ILAAP documentation, and gap analysis of regulatory compliance.
  • Assist firms in preparing for and following up arising from PRA/FCA/ECB interactions, including SREP/L‑SREP themed visits and in preparing applications for authorisations or variations in permissions.
  • Benchmark prudential regulatory frameworks compared with peer/industry practice.
  • Work effectively in diverse teams within an inclusive culture and recognise contributions.
  • Manage a portfolio of client engagements simultaneously, developing junior team members.

Skills & Experience

  • Detailed technical knowledge and practical experience in the prudential regulatory environment, such as working in consulting, regulation or industry roles.
  • Experience in Regulatory Capital Rules (CRR), capital forecasting or ICAAP.
  • Experience in liquidity management, forecasting, ILAAP, NSFR or LCR.
  • Experience in regulatory reporting, stress testing, credit or market risk frameworks, risk appetite and risk management frameworks, and interest rate risk in the banking book.
  • Experience with recovery and resolution planning or solvent wind‑down.
  • Knowledge of current regulatory developments (Basel, CRR3/CRD6, UK PRA, FCA prudential policy).
  • Ability to deliver high‑quality service and build client relationships, and manage priorities across projects.

Location & Working Arrangements

London – hybrid working model with flexible arrangements. Details to be discussed during the recruitment process.

Return to Work Support

Coaching and support available for candidates returning to the workplace after a career break of two years or more.

Assistant Manager, Banking and Capital Markets, Prudential Regulatory Assurance, Audit and Assurance employer: Hm Revenue & Customs (Hmrc)

As an Assistant Manager in the Prudential Regulatory Assurance Team, you will thrive in a dynamic and inclusive work culture that values collaboration and professional growth. With a hybrid working model based in London, we offer flexible arrangements to support your work-life balance, alongside comprehensive coaching for those returning to the workforce. Join us to engage with diverse clients and develop your expertise in a rapidly evolving regulatory landscape, while contributing to meaningful projects that shape the future of banking.

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Contact Details:

Hm Revenue & Customs (Hmrc) Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Assistant Manager, Banking and Capital Markets, Prudential Regulatory Assurance, Audit and Assurance

Tip Number 1

Network like a pro! Reach out to your connections in the banking and regulatory sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!

Tip Number 2

Prepare for interviews by brushing up on your technical knowledge. Make sure you can discuss key regulatory frameworks and recent changes confidently. We recommend practising common interview questions with a friend or mentor to get comfortable.

Tip Number 3

Showcase your expertise! When you get the chance to meet potential employers, whether online or in person, share your insights on current regulatory developments. This will demonstrate your passion and knowledge in the field.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. Let’s get you that Assistant Manager role!

We think you need these skills to ace Assistant Manager, Banking and Capital Markets, Prudential Regulatory Assurance, Audit and Assurance

Prudential Regulatory Knowledge
Regulatory Capital Rules (CRR)
ICAAP/ILAAP Documentation
Liquidity Management
Regulatory Reporting
Stress Testing
Risk Management Frameworks

Some tips for your application 🫡

Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your experience in prudential regulatory frameworks and any relevant technical skills. We want to see how your background aligns with what we're looking for!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about the role and how your experience makes you a perfect fit. Don’t forget to mention specific projects or achievements that relate to the responsibilities listed.

Showcase Your Team Spirit:We value collaboration, so make sure to highlight any experiences where you've worked effectively in diverse teams. Share examples of how you’ve contributed to an inclusive culture and supported your colleagues.

Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of it. Plus, you’ll get all the latest updates from us!

How to prepare for a job interview at Hm Revenue & Customs (Hmrc)

Know Your Regulatory Stuff

Make sure you brush up on the latest in prudential regulatory frameworks like PRA, FCA, and ECB. Being able to discuss recent changes or developments will show that you're not just familiar with the basics but are also engaged with the current landscape.

Showcase Your Technical Skills

Prepare to talk about your experience with regulatory capital rules, liquidity management, and ICAAP/ILAAP documentation. Have specific examples ready that demonstrate your technical knowledge and how you've applied it in real-world scenarios.

Client Engagement is Key

Think of instances where you've successfully built client relationships or managed client expectations. Be ready to share how you’ve provided practical advice and supported clients through regulatory changes, as this is crucial for the role.

Teamwork Makes the Dream Work

Since you'll be working in diverse teams, prepare to discuss your experience in collaborative environments. Highlight how you've contributed to team success and helped develop junior members, as this aligns with the inclusive culture they value.